Revisiting New Connected Transaction Rules

Revisiting New Connected Transaction Rules

概要

New connected transaction rules were introduced by The Stock Exchange of Hong Kong Limited on 21 March 2014 and have been effective from 1 July 2014. This course focuses on these rules and expounds the revised terms and definitions, scope of "connected person", "transaction" and "connected transaction" and relevant exemptions. It also provides a gap analysis of each of the above terms under the old rules and the new rules.

In addition, a "one-page connected person full chart" for a PRC listed issuer and a non-PRC listed issuer will be provided to maximise the audience's understanding of the rules.

宗旨

By the end of this course, learners will have understood:
- the revised terms and definitions introduced by the new rules, and
- the following aspects in both the old and new rules:
* scope of each of "connected person", "transaction" and "connected transaction",
* requirements for connected transactions,
* scope of exemptions, and
* options

內容

1. Background
2. Proposals that the new rules have not adopted
3. Revised terms and definitions
4. Scope of "connected person"
5. Scope of "transaction"
6. Scope of "connected transaction"
7. Requirements for connected transactions
8. Scope of exemptions
9. Options

對象

Senior management, corporate financiers, capital market and IPO practitioners as well as listed companies.

導師/講者

溫國良
溫國良律師專長于香港上市業務(IPO)。溫律師現時在一家香港五大IPO律師事務所擔任合夥人。從2015年至今,溫律師以保薦人及包銷商律師的身份參與超過20個香港成功上市項目。 溫律師取得英國萊斯特大學一級榮譽法律學位。溫律師分別取得香港律師資格和英國律師資格。 溫律師積極參與了香港聯交所的2018年上市改革。在諮詢期間,溫律師代表了14家投行、券商和銀行業界人士,起草并遞交了對香港聯交所諮詢文件的回應。

詳情

活動編號
TPPCF19001001
日期及時間
2019年11月26日, 星期二 (6:30下午 - 9:30下午)
地點
香港證券及投資學會培訓中心
語言
廣東話
級別
Intermediate
課程時數
SFC:3.00, PWMA:3.00