Compliance, Legislative & Regulatory Standards

HK IPO: New Listing Requirements, Offering Structures and Application Procedures

滿座

概要

HKEx has recently opened the door to: (1) innovative companies that use non-standard share structures; (2) pre-revenue biotech companies; and (3) companies listed elsewhere seeking a dual-listing in Hong Kong.

宗旨

This course provides the latest development on this topic and other requirements for listings in Hong Kong.

內容

1. Listing in Hong Kong
2. Delisting from other exchange and listing in Hong Kong
3. Dual listing in Hong Kong (Primary)
4. Dual listing in Hong Kong (Secondary) 
5. Transfer from GEM to Main Board
6. Pre-IPO investors and cornerstone investors
7. Substantial shareholders and controlling shareholders
8. Track record period
9. Ownership continuity
10. Management continuity
11. Lock-up
12. Offering structure 
13. Offer size adjustment option / over-allotment option
14. IPO procedure
15. Team structure chart

對象

Individuals who will be or are involved in the equity offering process or those who are interested in this topic.

導師/講者

溫國良
溫國良律師專長于香港上市業務(IPO)。溫律師現時在一家香港五大IPO律師事務所擔任合夥人。從2015年至今,溫律師以保薦人及包銷商律師的身份參與超過20個香港成功上市項目。 溫律師取得英國萊斯特大學一級榮譽法律學位。溫律師分別取得香港律師資格和英國律師資格。 溫律師積極參與了香港聯交所的2018年上市改革。在諮詢期間,溫律師代表了14家投行、券商和銀行業界人士,起草并遞交了對香港聯交所諮詢文件的回應。

詳情

活動編號
TPRCR18007101
日期及時間
2018年12月13日, 星期四 (6:30下午 - 9:30下午)
地點
香港證券及投資學會培訓中心
相關主題
第6類 - 就機構融資提供意見 - 保薦人
第6類 - 就機構融資提供意見
監管合規
標籤
新, 滿座
語言
Trad. Chi / 廣東話
課程時數
SFC:3.00, PWMA:3.00