Case Studies for Sponsor's Due Diligence

Case Studies for Sponsor's Due Diligence

概要

A sponsor’s primary role is to provide assurance to the Stock Exchange and the market generally that the listing applicant complies with the Listing Rules and other relevant legal and regulatory requirements, and that the listing document provides sufficient particulars and information for investors to form a valid and justifiable opinion of the listing applicant’s shares, financial condition and profitability. In order to do so, the sponsor must conduct sufficient due diligence on the listing applicant and its business to an acceptable level.

This course focuses on providing case studies on the sponsor's due diligence.

宗旨

By the end of this course, participants will know how the due diligence procedures is applied in real-life situations.

內容

Case studies on the sponsor's due diligence.

對象

Individuals who are sponsors and those who are interested in knowing how to conduct due diligence on listing applicants.

Participants are highly recommended to also enrol in another course: Sponsor’s Due Diligence, to understand the standards and guidance provided by the HKEx and SFC on the sponsor's due diligence procedures.

導師/講者

溫國良
溫國良律師專長于香港上市業務(IPO)。溫律師現時在一家香港五大IPO律師事務所擔任合夥人。從2015年至今,溫律師以保薦人及包銷商律師的身份參與超過20個香港成功上市項目。 溫律師取得英國萊斯特大學一級榮譽法律學位。溫律師分別取得香港律師資格和英國律師資格。 溫律師積極參與了香港聯交所的2018年上市改革。在諮詢期間,溫律師代表了14家投行、券商和銀行業界人士,起草并遞交了對香港聯交所諮詢文件的回應。

詳情

活動編號
TPRCR18006901
日期及時間
2018年11月15日, 星期四 (12:30下午 - 2:00下午)
地點
香港證券及投資學會培訓中心
語言
廣東話
級別
Advanced
課程時數
SFC:1.50, PWMA:1.50