《證券及期貨條例》系列-權益披露

《證券及期貨條例》系列-權益披露

概要

本課程探討有關《證券及期貨條例》中權益披露的主要規定。

內容

1. 什麼人士具有披露責任?
2. 空倉披露
3. 作出具報的規定
4. 上市法團調查擁有權的權力
5. 董事及最高行政人員的披露責任及要求
6. 備存登記冊
7. 調查上市法團的擁有權的權力
8. 向股份施加限制的命令

對象

本課程適合那些對此權益披露條例須有所認知的人土參與。

導師/講者

周嘉亮
Mr Chow is the Managing Director, Head of Legal and Compliance of a securities company in Hong Kong. He has more than 20 years of experiences in securities compliance through his role at various international investment banks, the Compliance Division of the Stock Exchange of Hong Kong and the Enforcement Division of the Securities and Futures Commission. Mr Chow is a Fellow Member of the Association of Chartered Certified Accountants and the Hong Kong Institute of Certified Public Accountants, Member of the Hong Kong Securities and Investment Institute, and Member of the American Association of Certified Fraud Examiners.

詳情

活動編號
TPRCR18002902
日期及時間
2018年10月5日, 星期五 (6:30下午 - 9:30下午)
地點
香港證券及投資學會培訓中心
語言
廣東話
級別
Advanced
課程時數
SFC:3.0, PWMA:3.0