(Compliance) Risk Mngt & Control Strategy

Cybersecurity - Regulatory Requirements, Challenges And Best Practices

概要

Cybersecurity is a growing concern among financial institutions and business owners in general. You have been hearing news about fraudulent websites, phishing emails, WannaCry ransomware attack, etc. The SFC has issued circulars and guidelines to address cyber security threats and to protect the interest of the industry and investors.

In this course, we will cover the regulatory requirements, challenges, and best practices on cybersecurity in securities and investments industry in Hong Kong.

內容

- Update on the latest regulatory requirements on cybersecurity and development
- The practical challenges or common deficiencies
- The best practice in implementing an effective cybersecurity framework
- Why does cyber security matter to front office sales and investment managers too?
- What should the front, middle and / or back office practitioners do differently to minimise and / or address the cybersecurity risks
- Are there any cyber security solution to securities brokers and asset managers?

對象

This course is suitable for Responsible Officers, Board of Directors, Account Executives, Investment Managers and Analysts, Auditors, Information Security Officers, Compliance Officers, Information Technology Staff, and other securities & investment practitioners.

導師/講者

湯浩然
湯浩然現於一家多策略投資管理公司擔任高級管理人員,負責公司的策略性項目、業務發展、資訊科技管理和法規事務。湯先生曾任香港上海?豐銀行,亞太區財務資本管理部和資訊科技部。湯先生亦成立了一家金融科技顧問公司,為金融機構和學術機構提供科技咨詢和培訓服務。 湯先生熱衷金融科技發展,並於商業期刊和報章撰寫金融科技文章。他現於「香港電腦學會」金融科技專題組擔任聯席主席。他於香港特區政府,創新科技基金的企業支援計劃中獲委任為評審委員會委員。他亦為2017年度香港資訊及通訊科技獎,最佳金融科技獎項目擔任評判員。他也是「亞洲金融風險智庫」的研究董事。 湯先生於香港中文大學取得財務理學碩士學位,他是香港證券及投資學會的會員(MHKSI)、香港銀行學會的銀行專業會士(CB)、並持有CISSP資格。

詳情

活動編號
TPRRM17000602
日期及時間
2017年12月20日, 星期三 (6:30下午 - 9:30下午)
地點
香港證券及投資學會培訓中心
語言
廣東話
課程時數
SFC:3.0, PWMA:3.0