Operations

Custody - Part 2

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概要

This eCourse consists of two modules. Module 1 looks at the fundamentals of corporate actions from a number of different perspectives. It also discusses the role of the various participants in the corporate actions processing chain, with particular emphasis on the part played by custodians.

Module 2 looks at the major corporate action event types – mandatory, voluntary, and mandatory with options. Examples of each are provided, with the focus on the most popular events in the corporate actions marketplace.

宗旨

On completion of this course, you will be able to:
- Describe corporate actions from a number of different perspectives and outline the roles of the key participants in the corporate actions processing chain
- Identify the primary records that custodians maintain in order to process corporate actions
- Describe the main corporate action events, including mandatory actions, mandatory actions with options, and voluntary actions

內容

Module 1: Corporate Actions - An Introduction
Topic 1: Overview of Corporate Actions
Topic 2: Custodians Record Keeping & Reporting

Module 2: Corporate Actions - Major Types
Topic 1: Mandatory Corporate Actions
Topic 2: Voluntary Corporate Actions

詳情

活動編號
TEBOP17000201
地點
網上平台
標籤
已下架
語言
英文
級別
Introductory
課程時數
SFC:1.50, PWMA:1.50