Risk Management & Control Strategy

Risk Management in AI (CISI)

Overview

Artificial Intelligence (AI) offers significant benefits but also poses various risks. Part of the award-winning Chartered Institute for Securities and Investment (CISI) Certificate in Ethical Artificial Intelligence programme, this course aims to enhance learners’ understanding of ethical issues in the use of AI. It explores the identification, assessment, and mitigation of AI-related risks. It emphasises ethical considerations, regulatory compliance, and data protection, aiming to equip learners with the knowledge and skills to manage AI risks effectively in different industries.

You can also enrol in the following two courses:
Artificial Intelligence - An Introduction (CISI)
Ethical AI and Professional Codes of Conduct (CISI)

If you want to maximise your learning and save more, enrol in all three courses with the 3-in-1 package to enjoy a 20% discount and gain a comprehensive understanding of AI in financial services.

Objective

By the end of this course, you will be able to
- Evaluate the technical, operational, and ethical risks associated with AI systems
- Assess AI's potential impact on organisational performance and societal outcomes
- Identify the key principles and international frameworks (e.g., ISO, NIST) that guide effective AI risk management practices
- Compare traditional risk management strategies with those tailored for AI

Content

Section 1: Introduction
Section 2: Risk Management in an AI Context
Section 3: A Modern Approach to AI Risk Management

Final Assessment
- There are 20 questions in the final assessment.
- Only two attempts is allowed to pass the assessment (75% pass mark).
- If both attempts are unsuccessful, learners will need to repurchase the course to retake the assessment.
- Once an assessment is passed, retakes will not be available.

Who should attend

This course is ideal for wealth and investment managers, as well as professionals in financial services functions like risk, compliance, asset management, banking, insurance, operations, and financial planning.

Details

Code
TERRM25005201
Venue
ePlatform
Relevant Subject
Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
More
Tags
New
Language
English
Level
Introductory
Hours
SFC:2.00, PWMA:2.00
Fees
All Member: HK$560
Staff of Corporate Member: HK$560
Non-Member: HK$1120
Chinese Securities Association of Hong Kong (HKCSA): HK$785