WAM Pilot Programme

Asset Management Fundamentals


This training series is dedicated to those who plan to enter into the asset management field. The 50-hour training is designed to help people who do not have any knowledge and experience regarding asset management.  Upon successful completion of all FOUR modules, you will be awarded the Certificate of Completion for this programme.

You can only pick and choose the particular module(s) that you are interested in.   Participants are required to attend and complete all classes specified by each module.  Attendance record will be issued based on your actual attendance record. 

 Module Hours

1. Overview of Legal and Regulatory Framework for Securities & Futures Industry (*)


2. Financial Markets (*)


3. Regulation of Asset Management (5-hour intensive class or 10-hour class)

5 /10

4. Asset Management



45 / 50

(*) Shared modules with another programme called "Back Office Fundamentals for Wealth & Asset Management".