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November 2025

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3
Nov
12:00 - 13:30
1 Lesson
Seminar/Luncheon
Compliance
[Webinar] Updates on SFC Enforcement News (2025 Q2 & Q3 Series)
Language:
English
SFC:1.50 PWMA:1.50
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3
Nov
15:00 - 18:00
2 Lessons
Member Benefit
Complimentary Tickets / Discount Tickets
Hong Kong FinTech Week and StartmeupHK Festival 2025 - Complimentary Visitor Pass (3 - 7 November 2025)
Language:
English
Members Only
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3
Nov
17:30 - 20:00
1 Lesson
Public
(Compliance) Risk Mngt & Control Strategy
[In-person] Conduct, Culture, and the Management of Risk
Language:
English
SFC:2.50 PWMA:2.50
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4
Nov
12:00 - 14:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Fundamentals of Anti-Money Laundering and Counter-Terrorist Financing
Language:
Simp. Chi / Putonghua
SFC:2.00 PWMA:2.00
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4
Nov
17:30 - 20:00
2 Lessons
Public
(Specific) Risk Management & Control Strategy
[In-person] Exchange Traded Derivatives Essentials: Comparative Analysis and Risk Strategies
Language:
Trad. Chi / Cantonese
SFC:5.00 PWMA:5.00
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6
Nov
17:30 - 20:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] SFO Refresher Course - IPO Sponsors in Hong Kong
Language:
English
SFC:3.00 PWMA:3.00
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11
Nov
12:00 - 13:00
1 Lesson
Seminar/Luncheon
MYGO
[Webinar] Regulatory Sharing: Hong Kong’s Next Chapter as a Hub for Sustainable and Digital Investment Products
Language:
English
SFC:1.00 PWMA:1.00
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12
Nov
17:30 - 20:00
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class)
Language:
English
SFC:5.00 PWMA:5.00
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13
Nov
12:30 - 13:30
1 Lesson
Public
(Compliance) Risk Mngt & Control Strategy
[Webinar] Navigating Climate-related Risks Requirements for Fund Managers
Language:
Trad. Chi / Cantonese
SFC:1.00 PWMA:1.00
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14
Nov
12:30 - 14:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Understanding Senior Management’s Key Responsibilities
Language:
Trad. Chi / Cantonese
SFC:1.50 PWMA:1.50
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17
Nov
17:30 - 20:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Insider Dealing and Other Market Misconduct Offences
Language:
Trad. Chi / Cantonese
SFC:3.00 PWMA:3.00
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18
Nov
12:00 - 14:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] AML/CFT in the Cayman Islands Regime
Language:
English
SFC:2.00 PWMA:2.00
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18
Nov
18:00 - 20:30
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
[In-person] Duties and Liabilities of Responsible Officers
Language:
Trad. Chi / Cantonese
SFC:5.00 PWMA:5.00
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20
Nov
12:30 - 13:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] An Update on the Sale of Debt Instruments with Loss-Absorption Features and Other Investment Products
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$290
Staff of Corporate Member:
HK$290
Chinese Securities Association of Hong Kong (HKCSA):
HK$405
Non-Member:
HK$580
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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21
Nov
12:00 - 14:00
1 Lesson
Public
Fintech/Virtual Assets
[Webinar] Understanding Virtual Assets and VATPs
Language:
English
SFC:2.00 PWMA:2.00
All Member:
HK$580
Staff of Corporate Member:
HK$580
Chinese Securities Association of Hong Kong (HKCSA):
HK$810
Non-Member:
HK$1160
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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24
Nov
12:00 - 14:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Discharging the Responsibilities of Responsible Officers
Language:
English
SFC:2.00 PWMA:2.00
All Member:
HK$580
Staff of Corporate Member:
HK$580
Chinese Securities Association of Hong Kong (HKCSA):
HK$810
Non-Member:
HK$1160
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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APPLY ONLINE
25
Nov
12:20 - 13:20
1 Lesson
Seminar/Luncheon
Fintech/Virtual Assets
[Webinar] From Digital Currency to Legal Tender: The Role of Regulated Stablecoins in Driving Real-World Payments
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$290
Staff of Corporate Member:
HK$290
Chinese Securities Association of Hong Kong (HKCSA):
HK$405
Non-Member:
HK$580
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
New
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25
Nov
17:30 - 20:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Regulatory Insight – Power of Investigation and Prosecution of the SFC
Language:
English
SFC:3.00 PWMA:3.00
All Member:
HK$870
Staff of Corporate Member:
HK$870
Chinese Securities Association of Hong Kong (HKCSA):
HK$1220
Non-Member:
HK$1740
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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APPLY ONLINE
26
Nov
18:30 - 21:30
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
[In-person] Mastering Financial Resources Rules (FRR) with Practical Skills
Language:
Trad. Chi / Cantonese
SFC:6.00 PWMA:6.00
All Member:
HK$1740
Staff of Corporate Member:
HK$1740
Chinese Securities Association of Hong Kong (HKCSA):
HK$2435
Non-Member:
HK$3480
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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APPLY ONLINE
26
Nov
18:30 - 21:00
1 Lesson
Members Event
Horse Racing Evening
Horseracing Networking Night
Language:
Simp. Chi / Putonghua,Trad. Chi / Cantonese,English
Full Members Only Limited seats
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26
Nov
18:30 - 21:00
1 Lesson
Members Event
Horse Racing Evening
[Student Members] Horseracing Networking Night
Language:
Simp. Chi / Putonghua,Trad. Chi / Cantonese,English
Full Members Only Limited seats
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27
Nov
12:00 - 14:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Understanding and Preventing Trading Malpractices
Language:
English
SFC:2.00 PWMA:2.00
All Member:
HK$580
Staff of Corporate Member:
HK$580
Chinese Securities Association of Hong Kong (HKCSA):
HK$810
Non-Member:
HK$1160
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
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APPLY ONLINE
28
Nov
12:20 - 13:20
1 Lesson
Seminar/Luncheon
Asset and Wealth Management
[Webinar] Currency Hedging and Cash Management in Wealth Management
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$290
Staff of Corporate Member:
HK$290
Chinese Securities Association of Hong Kong (HKCSA):
HK$405
Non-Member:
HK$580
HKSI Institute Staff:
HK$0
Honorary Fellow Member:
HK$0
New
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APPLY ONLINE
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