[Webinar] Fundamentals of Anti-Money Laundering and Counter-Terrorist Financing

Overview

This is the fundamental course related to the Anti-money laundering (AML) and Counter-Financing of Terrorism scheme in Hong Kong, aiming to helps financial institutions combat money laundering by stopping criminals from engaging in transaction to disguise the origins of funds connected to illegal activity.

Content

AML/CFT Legal Framework in Hong Kong
Effective AML/CFT framework
Guideline on Anti-Money Laundering and Counter Financing of Terrorism under Securities and Futures Commission (SFC)
Risk base approach
Customer Risk Rating
Ongoing Monitoring
Sanction Governance and Obligations

Who should attend

Professionals, such as licensed individuals or compliance officers, who work in the financial industry in Hong Kong.

Speaker/Course Instructor

Hong XU

Ms Helen Xu has more than ten years’ experience in Anti-money laundry Compliance and in-depth knowledge of Financial Crime Compliance and Regulatory Compliance, she has extensive experience with the financial institutions including international banks, asset managers and local banks in Hong Kong.

Details

Code

TPRCR24001401

Date & Time

Wednesday, 17 Jul 2024 (6:30PM - 8:30PM)

Venue

Virtual Platform

Relevant Subject

Type 1 - Dealing in securities

Type 2 - Dealing in futures contracts

Type 3 - Leveraged foreign exchange trading

Type 4 - Advising on securities

Type 5 - Advising on futures contracts

More

Language

Simp. Chi / Putonghua

Hours

SFC:2.00, PWMA:2.00