Compliance

[In-person] Regulatory Updates 2023

Overview

The seminar will cover major regulatory trends in Hong Kong in 2023-2024 that may help senior management and risk/ compliance managers to plan ahead for avoiding regulatory minefields and seizing new business opportunities.

By the end of the seminar, participants will gain an understanding of major legal and regulatory trends for the financial services industry.

The event will be in hybrid format, for webinar, please click here to register!

If you have any specific topics or questions that you would like Ms Wong to address during the seminar, please submit to [email protected] by 8 December 2023.

Content

• New regime for Virtual Asset Service Providers
• Updates on regulations tackling financial crime (including cybercrime and AML)
• SFC, HKMA, HKEX & IA initiatives
• Enforcement trends and case studies

Who should attend

The seminar is targeted at Senior Management, Heads of Legal/ Compliance, Risk Managers, Managers-in-charge and Responsible Officers.

Speaker/Course Instructor

Jill WONG
Jill has extensive experience advising on banking and securities laws, data privacy, cybercrime and financial crime issues.

Jill has hands-on practical experience in liaising with regulators, advising on regulatory compliance and implementing changes to internal practices, conducting internal investigations and advising on corporate governance. Jill is also active in advising clients on emerging regulatory issues such as ESG, virtual assets and NFTs.

Jill is one of the authors of "Securities and Futures Ordinance": Commentary and Annotations, published by Thomson Reuters (soon publishing its 5th edition) and the Multilaw Global Fintech Guide, available on LexisNexis. She speaks regularly at client events and industry conferences, such as the Hong Kong Securities and Investment Institute, The Law Society of Hong Kong and International Chamber of Commerce. She is regularly identified as a leading lawyer in legal directories.

Details

Code
TSBCO23001601
Date & Time
Wednesday, 13 Dec 2023 (12:00PM - 2:00PM)
Venue
HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong
Relevant Subject
Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
More
Language
English
Hours
SFC:2.00, PWMA:2.00