(Compliance) Risk Mngt & Control Strategy

[In-person] Enterprise Risk Management (ERM) Fundamentals: Strategies for Managing and Evaluating Risks


This course provides a comprehensive overview of risk management, providing participants with the basic knowledge and skills to effectively identify, analyse, and mitigate risks within their organisations.

By the end of the course, participants will have gained insights into the key concepts and techniques essential for building a robust enterprise risk management framework.


1. Background
2. Environment and Context
3. Identification of Risks / Events
4. Analyse and Assess / Evaluate Risk
5. Response / Treatment of Risks
6. Risk Control
7. Monitor and Review
8. Information / Communication

Who should attend

Directors, MICs, compliance officers, risk professionals, finance professionals, internal auditors and industry practitioners who are interested in Risk Management.

Speaker/Course Instructor

Christoph MICHEL
Mr. Christoph Michel is the CEO and founder of MCN Advisory Ltd., a risk management consultancy firm, and an Adjunct Professor at Hong Kong University.

He has 25 years of experience in senior management positions in front office, risk, operations and finance functions in commercial and investment banks as well as in hedge funds in Europe and Asia.


Date & Time
Wednesday, 29 Nov 2023 (6:30PM - 9:30PM)
HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong
Relevant Subject
Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
SFC:3.00, PWMA:3.00