(Specific) Risk Management & Control Strategy

[Webinar] Latest Development and Risk Management of Financial Markets in Hong Kong


This course provides an overview of the latest developments and risk management strategies in the financial markets in Hong Kong. We will examine the key players in the market and the products and services they offer, as well as the regulations and focus points that govern the industry. Industry development and outlook will also be discussed, along with the current and emerging risk points that must be addressed. Risk treatment strategies will be explored in depth, with a focus on mitigating potential risks and ensuring the stability and sustainability of the financial market in Hong Kong.

By the end of the course, participants will have a thorough understanding of the financial market in Hong Kong and the strategies necessary for effective risk management.


The webinar will cover the following areas:

1. Overview of Financial Market
2. Service Providers and Products
3. Regulations and Focus Point
4. Industry Development and Outlook
5. Current and Emerging Risk Points
6. Risk Treatment

Who should attend

Financial services industry practitioners including directors of financial Institutions, and manager-in-charge of risk management.


Speaker/Course Instructor

Dominic WU
Mr Wu possesses over 30 years of experience in banking, securities, assets management and consultancy. He is a qualified accountant, fraud examiner and professional risk manager. He obtained his MBA from the University of Hull, UK.

Mr Wu is currently the Chairman of Asia Financial Risk Think Tank and Hong Kong Chapter of the Institute of Risk Management (IRM). He is an advisor of various financial institutions, associations and universities in HK, China and Singapore on investment and risk related matters. He has also published articles and whitepapers on current financial and risk management topics in Chinese and Western public and government media.


Date & Time
Friday, 15 Sep 2023 (6:30PM - 9:00PM)
Virtual Platform
Relevant Subject
Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
Trad. Chi / Cantonese
SFC:2.50, PWMA:2.50