Compliance, Legislative & Regulatory Standards

Fraud Prevention (Global) 2023

*This is an updated version of TERRM22003501.

Overview

Fraud is a global issue that threatens all economies, organisations and individuals with substantial financial and reputational losses.

This course will help you understand the various types of fraud and the best practices for detecting and preventing fraud in your day-to-day role.

Objective

At the end of this course, you will be able to:
- Define fraud;
- Outline the myths and misconceptions of fraud; 
- Outline the legal framework associated with fraud;
- Identify the types of financial fraud;
- Identify and describe the behaviours of the fraudsters by utilising the fraud triangle;
- Outline the red flags in relation to internal and external fraud; and
- Define the process of how to reduce fraud being committed

Content

- Introduction
- Types of Financial Fraud
- Fraudster Profile
- Detection and Prevention
- Assessment

Details

Code
TERRM23004201
Venue
ePlatform
Relevant Subject
Ethics/Compliance
Language
English
Level
Introductory
Hours
SFC:0.75, PWMA:0.75
Fees
All Member: HK$440
Staff of Corporate Member: HK$440
Non-Member: HK$630
Chinese Securities Association of Hong Kong (HKCSA): HK$440