MYGO Series

[Webinar] HKSI Institute Regulatory Webinar Series Featuring Mr Ashley Alder, Chief Executive Officer of SFC

Overview

Mr Ashley Alder, Chief Executive Officer of the Securities and Futures Commission (SFC), will discuss the SFC’s key focus and initiatives to strengthen Hong Kong’s position as an international financial centre. He will also share his views on the latest regulatory developments, including environmental, social and governance (ESG), virtual assets and crypto exchanges, listing requirements and more.

This webinar will be moderated by Mr Colin Shaftesley, Chairman of HKSI Institute.

Email us at [email protected] for bulk enrolment and enquiries.

Speaker/Course Instructor

Ashley ALDER
Mr Ashley Alder is the Chief Executive Officer of the Securities and Futures Commission (SFC) of Hong Kong. He was first appointed in October 2011. In May 2016, he was elected as Chair of the Board of the International Organization of Securities Commissions (IOSCO), and was re-elected for a further two-year term in June 2020.

Mr Alder was previously Chair of the IOSCO Asia-Pacific Regional Committee and Vice Chair of the IOSCO Board. He has represented IOSCO as a member of the Financial Stability Board Steering Committee and Plenary since his election as IOSCO Board Chair.

Mr Alder started his career as a lawyer in London in 1984. He moved to Hong Kong in 1989 with the international law firm Herbert Smith, practicing corporate and business law. He was Executive Director of Corporate Finance at the SFC from 2001 to 2004, before returning to Herbert Smith, where he became head of the firm’s Asia Region.

Details

Code
TSUMY21000801
Date & Time
Friday, 17 Dec 2021 (11:30AM - 12:30PM)
Venue
Virtual Platform
Relevant Subject
Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
Type 6 - Advising on corporate finance
Type 7 - Providing automated trading services
Type 8 - Securities margin financing
Type 9 - Asset management
Type 10 - Providing credit rating services
Type 11 - Dealing in OTC derivative products or advising on OTC derivative products
Type 12 - Providing client clearing services for OTC derivative transactions
Regulatory Compliance
Language
English
Hours
SFC:1.00, PWMA:1.00, HKTA:1.00