[Webinar] Dealing with Market Misconduct Tribunal Proceedings
The Market Misconduct Tribunal (“MMT”) conducts civil proceedings to adjudicate cases of market misconduct and breaches of disclosure requirements (as defined under the Securities and Futures Ordinance). The MMT has the power to impose civil sanctions on the wrongdoers, including disgorgement of profits, disqualification orders and cold shoulder orders, which can lead to significant financial and reputational damage. This webinar will look at how MMT proceedings are conducted and the speaker will share her experience in dealing with such proceedings.
By the end of this webinar, participants will be able to:
Know the nature and process of MMT proceedings, the wide-range of civil sanctions which the MMT can impose, some of the landmark MMT cases, and tips on how to handle an MMT proceeding.
1.Composition of the MMT
2.Nature of MMT proceedings
3.Civil sanctions which can be imposed by the MMT
4.Landmark MMT cases
5.Tips on handling an MMT proceeding
Who should attend
The webinar is primarily targeted at licensees, relevant individuals, in-house counsel & compliance, senior management such as Responsible officers and Executive officers, directors of listed companies and anyone who wants to understand more about MMT proceedings or explore how to handle such proceedings.