Compliance, Legislative & Regulatory Standards
Recap on Professional Investor Regime
* The course previous name was "Amendments to the Professional Investor Regime"
The Securities and Futures (Professional Investor) (Amendment) Rules 2018 (PI Rules) took effect on 13 July 2018 to standardise the rules for prescribing professional investors. The amendments in the PI Rules were made to improve operational efficiency and provide more flexibility without compromising investor protection.
This course provides a recap of the PI Rules amendments to the legislative and regulatory requirements and discuss the impact and application of the Rules.
1. Background of the PI Rules
2. Key Amendments of the PI Rules
3. Impact of the Rules on Your Business
4. Applications of the Rules
Who should attend
It is primarily targeted to those who are interested to know and apply the amended PI Rules.