Regulatory Environment - Part 9 (2019)

Regulatory Environment - Part 9 (2019)

Overview

This eCourse describes how financial services is a unique and singular business in the risk it generates for financial institutions, their customers, and the wider economy, and consequently why regulation is so critical. It also shows how regulations today have been shaped by the events of the global financial crisis, and introduces the arsenal of tools now available to regulators in meeting their objectives.

Objective

On completion of this course, you will be able to:
- Recognize the reasons why extensive financial regulation is necessary
- Identify the various tools available to financial market regulators

Content

Financial Regulation – An Introduction
Topic 1: The Need for Regulation
Topic 2: Regulation in Practice

Details

Code
TERCR19007201
Venue
ePlatform
Language
English
Level
Introductory
Hours
SFC:1.00, PWMA:1.00
Fees
Non-Member: HK$390
Staff of Corporate Member: HK$270
All Member: HK$270