Training for HKEX Clearing Participants – Reminder of Payment Obligations

Training for HKEX Clearing Participants – Reminder of Payment Obligations

Overview

The overall aim of this eCourse is to provide Clearing Participants the knowledge on key risk management tools, payment obligations and the consequences of failure meeting the obligations of HKSCC, HKCC and SEOCH.

Should you have any problem in accessing your eCourses, please email us at elearning@hksi.org

Objective

By the end of this course, learners will be able to:
- Know the proper operational and monitoring arrangement for meeting payment obligations
- Be aware of the consequence of not meeting the payment obligations on time

Content

1. Introduction
2. Risk management safeguards
3. Payment obligations schedule
4. Case studies
5. Consequences of payment obligations failure
6. Operations arrangement for fulfilling payment obligations

Who should attend

1. Those have been, or will be appointed as a Responsible Officer of HKEX Clearing Participants.

2. All individuals who are interested in learning about the importance of having proper risk management and robust funding arrangements to fulfill their payment obligations as HKEx Clearing participants.

Details

Code
TERRM19000801
Venue
ePlatform
Language
English
Level
Introductory
Hours
SFC:1.00, PWMA:1.00
Fees
All Member: HK$260
Staff of Corporate Member: HK$260
Non-Member: HK$370