HKSI Institute Roundtable Luncheon Series: Luncheon with Chief Executive Officer of SFC

HKSI Institute Roundtable Luncheon Series: Luncheon with Chief Executive Officer of SFC

Overview

Join us at the roundtable luncheon with Mr Ashley Alder, Chief Executive Officer of Securities and Futures Commission, as he shares his views and priorities for the market.

Speaker/Course Instructor

Ashley ALDER
Mr Ashley Alder took the helm of the Securities and Futures Commission (SFC) as Chief Executive Officer on 1 October 2011. During his earlier term at the SFC from 2001 to 2004, as Executive Director, Corporate Finance, he worked closely with the Legislative Council on the passage of the Securities and Futures Ordinance. He then oversaw the implementation of the dual filing regime and participated in the Government's consultation on proposals to enhance the regulation of listings. He also participated actively in formulating various important policy initiatives, including regulation of sponsors and independent financial advisers, the revision of the Listing Rules, and the enhancement of corporate governance standards. In addition, he put forward a change in the prospectus regime with a view to modernising Hong Kong's public offering regime for shares and debentures. Currently, he is the Chairman of the Board of the International Organization of Securities Commissions.

Details

Code
ELSCE18112703
Date & Time
Tuesday, 27 Nov 2018 (12:00PM - 2:15PM)
Venue
The Hong Kong Bankers Club
Language
English
Hours
SFC:1.0, PWMA:1.0
Fees
All Member: HK$880
Staff of Corporate Member: HK$880
Non-Member: HK$1180
Member's Table (12 pax): HK$9800
Non-member's Table (12 pax): HK$13800
Member's Table (6 pax): HK$5000
Non-member's Table (6 pax): HK$7000