This course aims to refresh participants, through illustration of actual real life examples, on the key issues relating to insider dealing, including the statutory definitions of “relevant information” and “insider dealing”, the relevant circumstances when persons are not being held as insider dealers and the powers of the Insider Dealing Tribunal.
1. Definition of insider dealing
2. Relevant information and person connected with a corporation
4. Procedures and powers for the Insider Dealing Tribunal
Who should attend
The course is mainly targeted to those practitioners who would like to refresh their knowledge and to better understand the key issues relating to insider dealing.
Mr. Chow is a Fellow Member of the Association of Chartered Certified Accountants and the Hong Kong Institute of Certified Public Accountants, Member of the Hong Kong Securities and Investment Institute, and Member of the American Association of Certified Fraud Examiners. He is a Financial Reporting Review Panel Member of the Financial Reporting Council and a Panel Member of the Resolvability Review Tribunal.