Asset Management Fundamentals Module 2: Financial Markets

Asset Management Fundamentals Module 2: Financial Markets


The Asset Management Fundamentals Programme, which comprises of FOUR modules, is an induction programme designed to equip the financial services practitioners with the required knowledge and skills to enable them to enter into the Asset Management industry.

Module 2: Financial Markets provides an overview of the financial markets in Hong Kong.

Upon successful completion of all FOUR modules of the Asset Management Fundamentals, the participant will be awarded the Certificate of Completion of this programme.


1. The global financial system 
2. Financial system in Hong Kong 
3. The equity market 
4. The debt market 
5. The foreign exchange and derivatives markets 
6. Financial risk management 
7. Applications in the financial sector

Who should attend

This programme is primarily targeted to those who would like to gain a solid understanding of and/or those who plan to enter into the Asset Management industry sector.

Completion Criteria

Participants are required to attend and complete all 5 classes of each module.  Attendance record will be issued based on the actual attendance record.  For details, please refer to the HKSI Institute's attendance policy and regulations.


Financial Incentive Scheme of the WAM Pilot Programme

This is one of the eligible courses under the Financial Incentive Scheme (“The Scheme”) of the WAM Pilot Programme.

In-service practitioners of the financial services industry will be eligible for the Scheme. They will be reimbursed 80% of the course fees, subject to a maximum of HK$7,000 (whichever is the lower) upon satisfactory completion of a course or seminar over the three-year period of the Scheme.

Each individual may apply for reimbursement for more than one course / seminar.

Application to reimburse the course fees, together with the required documents, must be submitted within four months from the last day of the course attended.

Please refer to the WAM Pilot Programme website for more details.

Speaker/Course Instructor

LAM Mo Wah Stella


Date & Time
Monday, 5 Mar 2018 (6:30PM - 9:30PM)
Tuesday, 6 Mar 2018 (6:30PM - 9:30PM)
Thursday, 8 Mar 2018 (6:30PM - 9:30PM)
Monday, 12 Mar 2018 (6:30PM - 9:30PM)
Wednesday, 14 Mar 2018 (6:30PM - 9:30PM)
HKSI Institute Training Centre
SFC:15.0, PWMA:15.0