(Specific) Financial Products & Associated Risk Management

Asset Management Fundamentals Module 2: Financial Markets

Overview

The Asset Management Fundamentals Programme, which comprises of FOUR modules, is an induction programme designed to equip the financial services practitioners with the required knowledge and skills to enable them to enter into the Asset Management industry.

Module 2: Financial Markets provides an overview of the financial markets in Hong Kong.

Upon successful completion of all FOUR modules of the Asset Management Fundamentals, the participant will be awarded the Certificate of Completion of this programme.

Content

1. The global financial system 
2. Financial system in Hong Kong 
3. The equity market 
4. The debt market 
5. The foreign exchange and derivatives markets 
6. Financial risk management 
7. Applications in the financial sector

Who should attend

This programme is primarily targeted to those who would like to gain a solid understanding of and/or those who plan to enter into the Asset Management industry sector.

Completion Criteria

Participants are required to attend and complete all 5 classes of each module.  Attendance record will be issued based on the actual attendance record.  For details, please refer to the HKSI Institute's attendance policy and regulations.

 

Financial Incentive Scheme of the WAM Pilot Programme

This is one of the eligible courses under the Financial Incentive Scheme (“The Scheme”) of the WAM Pilot Programme.

In-service practitioners of the financial services industry will be eligible for the Scheme. They will be reimbursed 80% of the course fees, subject to a maximum of HK$7,000 (whichever is the lower) upon satisfactory completion of a course or seminar over the three-year period of the Scheme.

Each individual may apply for reimbursement for more than one course / seminar.

Application to reimburse the course fees, together with the required documents, must be submitted within four months from the last day of the course attended.

Please refer to the WAM Pilot Programme website for more details.

Speaker/Course Instructor

Stella LAM
Ms Lam is both an experienced banker, and a seasoned trainer. Having gained a decade of experience in consumer banking and branch management at an international leading bank, she made a shift to the learning and development field - she was a university teaching staff, and she led the personal banking training department in different banks. She is now a consultant to various financial institutions.

Ms Lam graduated from University of Manchester Institute of Science and Technology. She then attained Master in Finance from the City University of Hong Kong and Master in Human Resource Management and Training from the University of Leicester. She is a Certified Financial Planner®, an Associate of the Chartered Institute of Bankers and a Certified Banker. She gained the Professional Certificate for ECF Anti-Money Laundering and Counter-Financing of Terrorism in 2020.

Details

Code
TQPFR17000102
Date & Time
Monday, 5 Mar 2018 (6:30PM - 9:30PM)
Tuesday, 6 Mar 2018 (6:30PM - 9:30PM)
Thursday, 8 Mar 2018 (6:30PM - 9:30PM)
Monday, 12 Mar 2018 (6:30PM - 9:30PM)
Wednesday, 14 Mar 2018 (6:30PM - 9:30PM)
Venue
HKSI Institute Training Centre
Relevant Subject
Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
Type 6 - Advising on corporate finance
Type 7 - Providing automated trading services
Type 8 - Securities margin financing
Type 9 - Asset management
Type 10 - Providing credit rating services
Type 11 - Dealing in OTC derivative products or advising on OTC derivative products
Type 12 - Providing client clearing services for OTC derivative transactions
Language
Trad. Chi / Cantonese
Hours
SFC:15.00, PWMA:15.00