Asset Management

Asset Management Fundamentals Module 4: Asset Management


The Asset Management Fundamentals Programme, which comprises of FOUR modules, is an induction programme designed to equip the financial services practitioners with the required knowledge and skills to enable them to enter into the Asset Management industry.

The Asset Management Fundamentals programme has four modules. Module 4: Asset Management provides an overview of the asset management industry.

Upon successful completion of all FOUR modules of the Asset Management Fundamentals, the participant will be awarded the Certificate of Completion of this programme.


1. Overview of the Asset Management Industry
2. Client Objectives and the Products Available
3. Basic Theoretical Aspects of Portfolio Management
4. The Investment Management Process

Who should attend

This programme is primarily targeted to those who would like to gain a solid understanding of and/or those who plan to enter into the asset
management industry sector.

Financial Incentive Scheme of the WAM Pilot Programme

This is one of the eligible courses under the Financial Incentive Scheme (“The Scheme”) of the WAM Pilot Programme.

In-service practitioners of the financial services industry will be eligible for the Scheme. They will be reimbursed 80% of the course fees, subject to a maximum of HK$7,000 (whichever is the lower) upon satisfactory completion of a course or seminar over the three-year period of the Scheme.

Each individual may apply for reimbursement for more than one course / seminar.

Application to reimburse the course fees, together with the required documents, must be submitted within four months from the last day of the course attended.

Please refer to the WAM Pilot Programme website for more details.

Speaker/Course Instructor

JIM Daniel
Mr Jim is a veteran in the field of absolute return target investing with a focus in the Greater China region. He has extensive working relationships with major European institutions including mutual funds, insurance, proprietary desks and super-nationals.

Mr. Jim earned his Bachelor and Master degrees at the Chinese University of Hong Kong and SDA Boccioni in Milan, Italy respectively and is a CFA charter holder.


Date & Time
Tuesday, 6 Mar 2018 (6:30PM - 9:00PM)
Thursday, 8 Mar 2018 (6:30PM - 9:00PM)
Tuesday, 13 Mar 2018 (6:30PM - 9:00PM)
Thursday, 15 Mar 2018 (6:30PM - 9:00PM)
HKSI Institute Training Centre
SFC:10.0, PWMA:10.0