The Association of Hong Kong Accountants and the Hong Kong Independent Non-Executive Director Association: Physical Seminar on “Dubious Transactions and Loans - Enforcement Trends and Practical Insights”

Highlight

In recent years, there has been increased scrutiny by regulatory authorities such as the Securities and Futures Commission, Accounting and Financial Reporting Council and the Hong Kong Stock Exchange over dubious transactions and loans involving listed companies. Leveraging their experience, the speakers will discuss the enforcement trends and share their practical insights in identifying and investigating these transactions.

By reference to real-life and hypothetical examples, the speakers will share their insights in the following areas:

1. Enforcement trends and regulatory expectations;
2. Best practices & compliance tips;
3. Practical insights in identifying and investigating dubious transactions, including fund flow analysis, evidence collection, management of stakeholders, etc.

The seminar is not only useful for our practicing CPAs, but also directors and senior management of listed companies, etc.

Speakers

Mr William Wong
Partner, Howse Williams

Mr Lester Fung
Consultant, Howse Williams

Mr Sean Lam
Senior Managing Director, FTI Consulting