Compliance

[In-person] Regulatory Updates 2025

概要

The seminar will cover key regulatory trends in Hong Kong for 2025-2026, helping senior management and risk/compliance managers plan ahead to avoid regulatory challenges and explore new business opportunities.

By the end of the seminar, participants will have a clear understanding of the major legal and regulatory trends affecting the financial services industry.

內容

• Hot topics for financial institutions – digital assets, AML, data privacy, AI
• SFC, HKMA, HKEX & IA initiatives – staking, stablecoins, OTC VA trading, Money Safe, Market Misconduct
• Enforcement trends and case studies – listed company/ director misconduct, AML, digital assets exchanges

對象

The seminar is designed for Senior Management, Heads of Legal/Compliance, Risk Managers, Managers-in-Charge, and Responsible Officers.

導師/講者

黃紫玲
Jill has extensive experience advising on banking and securities laws, data privacy, cybercrime and financial crime issues.

Jill has hands-on practical experience in liaising with regulators, advising on regulatory compliance and implementing changes to internal practices, conducting internal investigations and advising on corporate governance. Jill is also active in advising clients on emerging regulatory issues such as ESG, virtual assets and NFTs.

Jill is one of the authors of "Securities and Futures Ordinance": Commentary and Annotations, published by Thomson Reuters (soon publishing its 5th edition) and the Multilaw Global Fintech Guide, available on LexisNexis. She speaks regularly at client events and industry conferences, such as the Hong Kong Securities and Investment Institute, The Law Society of Hong Kong and International Chamber of Commerce. She is regularly identified as a leading lawyer in legal directories.

詳情

活動編號
TSBCO25003101
日期及時間
2025年12月4日, 星期四 (12:00下午 - 2:00下午)
地點
香港鰂魚涌英皇道979號太古坊康橋大廈17樓香港證券及投資學會
相關主題
第1類 - 證券交易
第2類 - 期貨合約交易
第3類 - 槓桿式外匯交易
第4類 - 就證券提供意見
第5類 - 就期貨合約提供意見
更多
標籤
語言
英文
課程時數
SFC:2.00, PWMA:2.00
費用
所有會員: HK$580
機構會員員工: HK$580
香港中資証券業協會(HKCSA): HK$810
非會員: HK$1160
香港證券及投資學會員工: HK$0
榮譽資深會員(FHKSI(Hon)): HK$0