[Webinar] Updates on SFC Enforcement News (2025 Q2 & Q3 Series)
概要
This webinar provides an in-depth overview of SFC enforcement news in 2025, with a focus on key developments from the Q2 and Q3 series. It covers recent enforcement actions and offers insights into the SFC's approach to addressing market misconduct.
Join us to explore these critical areas and gain a deeper understanding of the regulator's enforcement strategies.
內容
Key topics include but not limited to:
- AML/CFT violations
- Internal controls failures
- Senior management accountability
- Fraud and fitness issues
- Market misconduct
- Regulatory cooperation
對象
This webinar aims to provide insights and reminders to senior management including directors, managers-in-charge, responsible officers, legal/compliance officers, risk managers and industry professionals who are interested in this topic.
導師/講者
車灝華
Mr Jacky Cha Ho Wa is a Senior Consultant at Messrs. Eddie Lee & Co.
Mr Cha has over 7 years of experience in the legal profession in Hong Kong. Mr Cha was admitted as a solicitor of the High Court of Hong Kong in October 2018. Mr Cha was accredited as a General Mediator by the Hong Kong Mediation Accreditation Association Limited and as an Accredited Trust Practitioner by the Hong Kong Trustees’ Association.
Mr Cha obtained a Postgraduate Certificate in Laws, a Juris Doctor degree and a Bachelor of Arts degree all from The Chinese University of Hong Kong. Mr Cha is pursuing a Doctoral degree in Business Administration at the Swiss Business School.
On the corporate side, Mr Cha is an independent non-executive director of WK Group (Holdings) Limited (stock code: 2535.HK) and Skyline Builders Group Holding Ltd (NASDAQ: SKBL) and was an independent non-executive director of Vision International Holdings Ltd (currently known as Ficus Technology Holdings Limited) (stock code: 8107.HK) and China Oil Gangran Energy Group Holdings Limited (currently known as Century Energy International Holdings Limited) (stock code: 8132.HK).
Mr Cha has been serving as a part-time lecturer at the HKUSPACE Community College since September 2022.
Mr Cha has over 7 years of experience in the legal profession in Hong Kong. Mr Cha was admitted as a solicitor of the High Court of Hong Kong in October 2018. Mr Cha was accredited as a General Mediator by the Hong Kong Mediation Accreditation Association Limited and as an Accredited Trust Practitioner by the Hong Kong Trustees’ Association.
Mr Cha obtained a Postgraduate Certificate in Laws, a Juris Doctor degree and a Bachelor of Arts degree all from The Chinese University of Hong Kong. Mr Cha is pursuing a Doctoral degree in Business Administration at the Swiss Business School.
On the corporate side, Mr Cha is an independent non-executive director of WK Group (Holdings) Limited (stock code: 2535.HK) and Skyline Builders Group Holding Ltd (NASDAQ: SKBL) and was an independent non-executive director of Vision International Holdings Ltd (currently known as Ficus Technology Holdings Limited) (stock code: 8107.HK) and China Oil Gangran Energy Group Holdings Limited (currently known as Century Energy International Holdings Limited) (stock code: 8132.HK).
Mr Cha has been serving as a part-time lecturer at the HKUSPACE Community College since September 2022.
詳情
活動編號
TSBCO25003001
日期及時間
2025年11月3日, 星期一 (12:00下午 - 1:30下午)
地點
虛擬平台
相關主題
標籤
新
語言
英文
課程時數
SFC:1.50, PWMA:1.50
費用
所有會員: HK$435
機構會員員工: HK$435
香港中資証券業協會(HKCSA): HK$610
非會員: HK$870
香港證券及投資學會員工: HK$0
榮譽資深會員(FHKSI(Hon)): HK$0