[Webinar] Regulatory Sharing: Hong Kong’s Next Chapter as a Hub for Sustainable and Digital Investment Products
概要
This seminar provides you with an update on the latest regulatory developments in the banking sector around sale and distribution of investment products (with a focus on green and sustainable investment products, as well as digital assets related products and tokenised products). In addition, the seminar will also cover recently introduced facilitative measures on the selling process under the Cross-boundary Wealth Management Connect Pilot Scheme.
內容
• Overview of latest development and observations in the sale and distribution of investment products by banks in general
• Latest regulatory requirements and supervisory observations on banks’ distribution of green and sustainable investment products
• Latest regulatory requirements and supervisory observations on banks’ distribution of digital assets related products and tokenised products
• Recently introduced facilitative measures on the selling process by banks under the Southbound Scheme of the Cross-boundary Wealth Management Connect Pilot Scheme
對象
This seminar primarily targets private wealth managers, retail wealth managers, investment advisors, asset managers, responsible officers and managers-in-charge of securities businesses.
導師/講者
Mr Au joined the HKMA in 2010 as Head of the Corporate Development Division. He also served as Administrative Assistant to the Chief Executive of the HKMA and worked as Division Head in the Banking Supervision Department, before taking up the present position in 2017.
Prior to joining the HKMA, Mr Au had served as an Administrative Officer in the HKSAR Government for over a decade, and had been posted to various offices and policy bureaux in the Government Secretariat including the Financial Secretary's Private Office and Financial Services and the Treasury Bureau.