Examinations Important Dates

 

Event Date
Enrolment Deadline For CBE (normally five full days before the examination), click here
For PBE, click here
Access to Study Materials on the Online Portal and HKSI Institute Mobile
(applicable to LE in Hong Kong/Macau, CPWP, CVAP, GSQE, MPF and TTC)
From the enrolment date until the examination date of the examination
Scheduling Deadline
(applicable to CBE of LE in Hong Kong, CPWP Paper 1, GSQE, CVAP and TTC)
Within 85 days from the original enrolment date, the candidate must schedule a session within 90 days of the enrolment date. The scheduling deadline is stated under the candidate's "UPCOMING ACTIVITY" > "Examination" of the Online Portal, or "My Exams" of the HKSI Institute Mobile app. 
Rescheduling Deadline
(applicable to CBE of LE in Hong Kong, CPWP and CVAP)
Six full days before the start time of the scheduled examination session or the scheduling deadline if no session is scheduled
Withdrawal Deadline
(applicable to LE in Hong Kong/Macau and CPWP)
Six full days before the start time of the examination session
Issue of Admission Form for PBE Three working days before the examination

Examination Results for CBE of the LE in Hong Kong, CPWP, CVAP, GSQE and TTC

Displayed on the CBE system immediately after the respective examination session

Notification of Results and/or Performance Analysis, if applicable 

HKSI Institute Certificates

Candidates can download and print them from the Online Portal within one year of the examination date

Date/Time of Release Notification of Results and/or Performance Analysis, if applicable; HKSI Institute Certificates

 

CBE of LE in Hong Kong, CPWP Paper 1, CPWP Bridging, GSQE

Two hours after the examination [Notification of Results];

Eight working days after the examination [LE Certificates];
Individual notification [CPWP Bridging Certificate] 

LE in Mainland China, Taiwan, Macau

14 working days after the examination;

Issued 14 working days to Two months [Examination Certificates jointly issued by the HKSI Institute and MIFS for LE in Macau.]

CPWP Paper 2

Ten weeks after the examination

CVAP, TTC

24 hours after the examination [Notification of Results];

Eight working days after the examination [CVAP Certificates];
Individual notification by the HKTA [TTC Certificate]

CIIA

Three months after the examination [Notification of Results];

Individual notification [Certificate]

MPF

Seven working days after the examination

PRC

Four weeks after the examination

Applications for Results Rechecking Deadline 
(applicable to LE in Hong Kong/Macau, CPWP, CPWP Bridging, CVAP, GSQE, MPF, TTC)

Within 21 working days from the release of examination results

Notification of Results of  Rechecking 

Within seven working days of receiving the written request

Statement of Results

Available within 30 minutes upon successful application

 

Notes:

CBE: Computer-based Examination
CIIA: Certified International Investment Analyst Final Examination
CPWP: Certified Private Wealth Professional Module 1 Examination
CPWP Bridging: Certified Private Wealth Professional Bridging Programme Post-training Examination
CVAP: Post-training Examination for the Core Curriculum of the Certification Programme for Virtual Asset Professionals
GSQE: The Chinese Gold and Silver Exchange Society Qualification Examination
HKTA: Hong Kong Trustee Association
LE: Licensing Examination for Securities and Futures Intermediaries
MIFS: Macau Institute of Financial Services
MPF: MPF Intermediaries Examination
PBE: Paper-based Examination
PRC: PRC Securities Regulations Examination
TTC: Trust Training Certificate Examination

 

 

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