Examination Results and Certificates

Examination Results

1. All examination results are graded as follows:
   • PASS or
   • FAIL or
   • ABSENT
2. For CBE Candidates, you can view your grades immediately after your examination session in the examination system.
3. You can download and print your Notification of Results and Performance Analysis*, from the Online Portal and HKSI Institute Mobile within a specified timeframe after the examination date.  If you cannot obtain your Notification of Results within one day of the specified timeframe, contact the Institute at [email protected].
4. Your Notification of Results and/or Performance Analysis* will be available for download and print within ONE YEAR of the examination date. 

Examination Results Rechecking

1. If you believe a grading error has occurred, you may request a results rechecking service.  This service does not apply to the LE in Mainland and Taiwan.
2. Submitted your request in writing to the HKSI Institute within 21 WORKING DAYS from the release of examination results, including the Examination Name, Paper and Date, and the candidate’s Name and Online Portal Login Name.
3. An administration fee is charged for rechecking of each examination session (refer to our website for the Fee Schedule and payment methods). All fees paid are non-transferable and non-refundable. However, if the original examination result is found incorrect after remarking, the administration fee will be refunded.
4. The HKSI Institute will normally notify you within SEVEN WORKING DAYS of receiving your written request. For confidentiality reasons, the results rechecking report will only be sent by post.
5. The decision of the HKSI Institute regarding the rechecking of results is final and binding.

Examination Certificates

1. Upon successfully completing a specified examination paper within the designated timeframe, you will be awarded a Certificate.  Refer to the Certificate section of the completion requirements of the relevant examinations. 
   • Licensing Examination for Securities and Futures Intermediaries (LE)
   • MPF Intermediaries Examination (MPF)
   • Certified Private Wealth Professional (CPWP) Bridging Programme 
   • Post-training Examination for the Core Curriculum of the Certification Programme for Virtual Asset Professionals (CVAP)
   • Certified International Investment Analyst (CIIA^®) Final Examination
   • Trust Training Certificate (TTC) 
2. The designated completion period will NOT be extended under any circumstances. 
3. There are NO exemptions from taking any examination papers for certification purpose.
4. Certificates for LE, MPF, and the CPWP Bridging Programme will be available on the Online Portal and HKSI Institute Mobile within a specified timeframe after the examination date. You can download and print the Certificate within ONE YEAR of the examination date. 
5. If you cannot obtain your certificates within one day of the specified timeframe, contact the HKSI Institute at [email protected].
6. The HKSI Institute/Hong Kong Trustees’ Association (HKTA) will notify CIIA/TTC candidates directly when their certificates are available for collection. Certificates not collected within six months of the notification date will be destroyed.
7. Keep your certificates safely, as the HKSI Institute will NOT reissue certificates.
8. Note: There are different requirements for regulators’ licensing/professional bodies’ registration and the HKSI Institute certification. You are strongly advised to contact regulators/professional bodies directly for licensing/registration requirements.

Loss or Damage to Notification of Results and HKSI Institute Certificates

1. If you have lost or damaged your official Notification of Results and/or HKSI Institute Certificates (LE/MPF only) or request these documents after the display period in the Online Portal and HKSI Institute Mobile, you may apply for a Statement of Results.  
2. A Statement of Results will be issued for each examination paper. You can choose to include all grades listed on the HKSI Institute Certificates that you previously obtained.
3. The HKSI Institute charges an administration fee for issuing the Statement of Results (refer to our website for the Fee Schedule and payment methods). All fees paid are non-transferable and non-refundable.
4. You can download the Statement of Results from the Online Portal (under eForm > Application Record) approximately 30 minutes after receiving email confirmation of your successful application. The download link will be valid for one year from the application date.

* Performance Analysis is available for the LE, CPWP, CPWP Bridging, CVAP and TTC.