RA 13 Training

Starting from 2 October 2024, depositaries of SFC-authorised collective investment schemes (CISs), unless exempted, will be required to be licensed or registered with the Securities and Futures Commission (SFC) for Type 13 regulated activity (RA 13).

At HKSI Institute, we offer different training courses to suit different groups of learners:

  1. Those who are exempted from taking LE Paper 18, the local regulatory framework paper
  2. Those who plan to enrol in LE Paper 19
  3. Those who need to meet the post-license CPT requirements

Find out more below.

Grandfathering Training Programme

Those who are exempted from taking LE Paper 18, the local regulatory framework paper (LRP) can enrol in the Grandfathering training programme.


This 5-hour training programme has three parts:
Part 1: Overview of the Legal and Regulatory Framework for Securities and Futures Industry
Part 2: RA 13 Specific Regulations
Part 3: SFC-authorised Collective Investment Schemes and the relevant Product Codes

Click here to enrol.

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