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詳情本月

01/12/2016

Back Office Fundamentals for Wealth & Asset Management Programme- Module 5: Compliance, Risk Management and Controls (TQRCR16003901)

01/12/2016

投資營銷之監控事項 (TPRCR16001502)

01/12/2016

證券交易監管法規 (TPRCR16000902)

02/12/2016

Study Mission to Macau (for Members only)

02/12/2016

了解您的客戶及防止洗黑錢活動 (TPRCR16001603)

02/12/2016

投資營銷之監控事項 (TPRCR16001502)

02/12/2016

證券交易監管法規 (TPRCR16000902)

05/12/2016

Back Office Fundamentals for Wealth & Asset Management Programme- Module 5: Compliance, Risk Management and Controls (TQRCR16003901)

05/12/2016

CPWP Module 1 Refresher Programme: Topic 11 – Portfolio Management-Theories and Practices (TQPWM16001102)

05/12/2016

Lessons Learned on Recent SFC Enforcement Cases (TPRCR16003403)

05/12/2016

The Implication of China’s “One Belt and One Road” Strategy (TPBBM16000102)

06/12/2016

AML Series: 2016 Anti-Money Laundering and Counter-Terrorist Financing Half Yearly Update (TPRCR16003304)

06/12/2016

Back Office Fundamentals for Wealth & Asset Management Programme- Module 5: Compliance, Risk Management and Controls (TQRCR16003901)

06/12/2016

Regulatory Update – New Professional Investor Regime (TPRCR16003602)

07/12/2016

CPWP Module 1 Refresher Programme: Topic 11 – Portfolio Management-Theories and Practices (TQPWM16001102)

07/12/2016

強積金中介人考試

07/12/2016

認識你的客戶 (TPRCR16003503)

07/12/2016

證券及期貨法規及監管架構概述 (TPRCR16003204)

09/12/2016

內幕交易 (TPRCR16001401)

09/12/2016

公司發行新股上市程序中的盡職審查

09/12/2016

證券及期貨法規及監管架構概述 (TPRCR16003204)

12/12/2016

Back Office Fundamentals for Wealth & Asset Management Programme- Module 5: Compliance, Risk Management and Controls (TQRCR16003901)

12/12/2016

Chinese Capital Market Financial Reform (TPBME16000202)

12/12/2016

認識場外衍生工具 ( TPPFR16001501)

13/12/2016

A Journey of Key Intermediaries Compliance Matters

14/12/2016

A High Level Review Regulatory Trends in the Securities Industry (TPRCR16004102)

14/12/2016

Asset Management Industry The Year 2016 and beyond (TPPAM16000401)

15/12/2016

Jointly organised by APSA and HKSI Institute: Green Bonds – Market Update and Outlook

15/12/2016

Back Office Fundamentals for Wealth & Asset Management Programme- Module 5: Compliance, Risk Management and Controls (TQRCR16003901)

15/12/2016

Lessons Learned on Recent SFC Enforcement Cases (TPRCR16003404)

15/12/2016

認識場外衍生工具 ( TPPFR16001501)

16/12/2016

An Overview of the Evolution of Internet Finance in China (TPBBM16000202)

16/12/2016

上市公司董事面對的監管新趨勢 (TPRCR16004003)

16/12/2016

監管剖析 – 有關證監會之調查及檢控權力 (TPRCR16002002)