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Application for the LE/

CPWP Module 1 Exam


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Calendar DetailsCurrent Month

01/02/2016

CCASS Course 1 - Understanding of Securities Clearing & Settlement

01/02/2016

DCASS Course 1- Understanding of Derivatives Clearing

02/02/2016

CCASS Course 2 - Clearing & Settlement (Part I)

02/02/2016

CCASS Course 3 - Clearing & Settlement (Part II)

03/02/2016

CCASS Course 4 - Depository & Nominee System (DNS)

03/02/2016

CCASS Course 5 - Fails and Risk Management

05/02/2016

DCASS Course 2 - DCASS Terminal Training

05/02/2016

DCASS Course 3 - CCMS Training

12/02/2016

MPF Intermediaries Examination

17/02/2016

The Investment Strategies of Positive Thinking and Behavior

17/02/2016

Topic 6 – Structured Products

18/02/2016

Regulatory requirement for Anti-Money Laundering (AML) and Selling Practices

18/02/2016

The Investment Strategies of Positive Thinking and Behavior

18/02/2016

Topic 1 – Overview of PWM Industry, Products and Services

19/02/2016

Derivatives Investment Products

19/02/2016

Regulatory Updates Related to the Selling of Treasury Products for Relationship Managers

19/02/2016

Topic 2 – Fixed Income Investments

22/02/2016

GSQE Paper 1

22/02/2016

GSQE Paper 2

22/02/2016

Know Your Client and Prevention of Money Laundering

22/02/2016

Preparatory Course for Licensing Examination (LE) Paper 1

22/02/2016

Topic 6 – Structured Products

24/02/2016

Overview of Legal and Regulatory Framework for Securities and Futures Industry

24/02/2016

Preparatory Course for Licensing Examination (LE) Paper 1

24/02/2016

Topic 9 – Lending and Leverage

25/02/2016

Overview of Legal and Regulatory Framework for Securities and Futures Industry

25/02/2016

Preparatory Course for Licensing Examination (LE) Paper 1

25/02/2016

Topic 7 – Alternative Investments

29/02/2016

Account Opening Documentation and Procedures

29/02/2016

Preparatory Course for Licensing Examination (LE) Paper 1

29/02/2016

Topic 7 – Alternative Investments