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Calendar DetailsCurrent Month

01/12/2014

Fundamentals of Credit Rating

01/12/2014

Topic 7 – Alternative Investments

02/12/2014

How to Design & Implement an Effective AML/CTF Programme

03/12/2014

Liquidity and Treasury Management (Part II)

03/12/2014

Market Practices and Protecting the Clients

04/12/2014

Case Study Approach to SFC Regulatory Framework

04/12/2014

Understanding RMB Internationalization and the Offshore RMB Market

05/12/2014

The Code, Practice & Impact of Corporate Governance

08/12/2014

The Good and Bad of Hedge Funds

08/12/2014

Topic 8 – Unit Trusts and Investment Funds

09/12/2014

Real Estate Valuation in China (from investors' point of view)

09/12/2014

Value Investing Explained

10/12/2014

Joint organised by APSA and HKSI Institute
FATCA – Asia Pacific take-up of Intergovernmental Agreements and Practical Issues Facing Financial Institutions
[FULL]

10/12/2014

Derivatives Strategy: The use of Interest Rate Swap and Currency Swap and Futures Development

10/12/2014

MPF Intermediaries Examination

11/12/2014

Liquidity Risk Management

11/12/2014

Mutual Funds Selections and Assessment

11/12/2014

Strategic Investment in China Shopping Malls

12/12/2014

Insider Dealing & An Overview of the Securities and Futures Ordinance

12/12/2014

Investment Banking for Non-Investment Banker

15/12/2014

GSQE Paper 1

15/12/2014

GSQE Paper 2

15/12/2014

SFC Refresher Course - IPO Sponsors in Hong Kong

15/12/2014

Sales Compliance of Insurance and Investment Products-Overview and Updates

15/12/2014

Topic 3 – Equity Securities

16/12/2014

Fundamentals of Private Equity

16/12/2014

Overview of Legal and Regulatory Framework for Securities and Futures Industry

16/12/2014

Regulatory Insight – Power of Investigation and Prosecution of the SFC

16/12/2014

Understanding Hedge Funds

17/12/2014

Alternative Asset Classes, Hedge Funds to Impact Investing---Money Making to Money Giving?

17/12/2014

Overview of Hong Kong Private Merger and Acquisition Regime

18/12/2014

Behavioral Finance for Private Wealth Managers

18/12/2014

Investigation and Disciplinary Matters in relation to the SFC

18/12/2014

Legal Issues Concerning Practices of Financial Planning

19/12/2014

Corporate Finance - Strategic Working Capital Management

19/12/2014

Corporate Insolvency and Restructuring

19/12/2014

Due Diligence in an Equity Offering Process

19/12/2014

Regulatory Updates Related to the Selling of Treasury Products for Relationship Managers