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03/05/2016

Fundamentals of Anti-Money Laundering and Counter-Terrorist Financing

03/05/2016

Preparatory Course for Licensing Examination (LE) Paper 8

03/05/2016

Topic 6 – Structured Products

04/05/2016

Preparatory Course for Licensing Examination (LE) Paper 1

05/05/2016

Preparatory Course for Licensing Examination (LE) Paper 7

05/05/2016

Topic 6 – Structured Products

09/05/2016

GSQE Paper 1

09/05/2016

GSQE Paper 2

09/05/2016

Preparatory Course for Licensing Examination (LE) Paper 8

09/05/2016

Topic 7 – Alternative Investments

10/05/2016

Value Investing: How to make it work

11/05/2016

MPF Intermediaries Examination

11/05/2016

Overview of the New Sponsor Regulatory Regime and Practice (For Representatives)

11/05/2016

Topic 7 – Alternative Investments

12/05/2016

Cybersecurity Challenges for Global Financial Services Institutions

12/05/2016

Overview of the New Sponsor Regulatory Regime and Practice (For Representatives)

12/05/2016

Preparatory Course for Licensing Examination (LE) Paper 7

12/05/2016

Topic 11 – Portfolio Management-Theories and Practices

13/05/2016

SFO Series - Disclosure of Interests

16/05/2016

CCASS Course 1 - Understanding of Securities Clearing & Settlement

16/05/2016

DCASS Course 1- Understanding of Derivatives Clearing

16/05/2016

Preparatory Course for Licensing Examination (LE) Paper 8

16/05/2016

Topic 11 – Portfolio Management-Theories and Practices

17/05/2016

CCASS Course 2 - Clearing & Settlement (Part I)

17/05/2016

CCASS Course 3 - Clearing & Settlement (Part II)

18/05/2016

CCASS Course 4 - Depository & Nominee System (DNS)

18/05/2016

CCASS Course 5 - Fails and Risk Management

18/05/2016

Overview of Legal and Regulatory Framework for Securities and Futures Industry

18/05/2016

Topic 12 – Behavioural Finance

19/05/2016

DCASS Course 2 - DCASS Terminal Training

19/05/2016

DCASS Course 3 - CCMS Training

19/05/2016

Overview of Legal and Regulatory Framework for Securities and Futures Industry

19/05/2016

Preparatory Course for Licensing Examination (LE) Paper 7

19/05/2016

Topic 3 – Equity Securities

21/05/2016

The Fourteenth PRC Securities Regulations Examinations in Hong Kong

23/05/2016

Preparatory Course for Licensing Examination (LE) Paper 8

23/05/2016

Regulatory Update – New Professional Investor Regime

25/05/2016

Topic 13 - Mainland China and Asia-Pacific Financial and PWM Markets

26/05/2016

Handling AML/KYC Matters

30/05/2016

Know Your Client and Prevention of Money Laundering

30/05/2016

Preparatory Course for Licensing Examination (LE) Paper 8

30/05/2016

Topic 10 – Wealth Planning