What’s Happening

 

Calendar DetailsCurrent Month

06/10/2014

高管講座系列
香港及中國地產市場前瞻

06/10/2014

Sales Compliance for Insurance Products

07/10/2014

AMS Terminal Training Course

07/10/2014

Update for MPF Intermediaries (Chinese version only)

08/10/2014

An Introduction and Case Studies of Corporate Governance

08/10/2014

Logical Trader

08/10/2014

MPF Intermediaries Examination

09/10/2014

Chief Officers Series
Corporate Social Responsibility (CSR) - The KMB Story

09/10/2014

Funds Portfolio: Funds Types & Their Features

09/10/2014

Insider Dealing

10/10/2014

SFO Series – Client Money Rules

13/10/2014

Enhanced Regulation of MPF Intermediaries and Conduct Requirements of MPF Intermediaries

14/10/2014

GSQE Paper 1

14/10/2014

GSQE Paper 2

14/10/2014

Overview of Legal and Regulatory Framework for Securities and Futures Industry

15/10/2014

Analyzing Property Stocks

15/10/2014

SFO Series - Requirements for Back Office Operations

16/10/2014

Anti-Money Laundering (AML) – Recent Trend in Securities Industry

16/10/2014

Overview of Hong Kong Listing Regime

16/10/2014

Portfolio Performance Evaluation

17/10/2014

Regulation of Securities Trading

20/10/2014

PDFM Module 4

20/10/2014

Technical Analysis (II) – Statistical Analysis

20/10/2014

Understanding Structured Products (A joint programme with Bloomberg)

21/10/2014

Overview of the New Sponsor Regulatory Regime and Practice (For Principals)

22/10/2014

PDFM Module 5

22/10/2014

Topic 4 - Foreign Exchange

24/10/2014

How to Identify Financial Statement Fraud?

24/10/2014

SFO Series - Financial Resources Rules

27/10/2014

Topic 5 – Derivatives

28/10/2014

Guidelines on Anti-Money Laundering and Counter-Terrorist Financing (AML/CFT)

29/10/2014

Code on Disclosure for MPF Investment Funds and Performance Presentation Standard

30/10/2014

Duties and Liabilities of Responsible Officers

30/10/2014

Interest Rate Market Fundamentals

31/10/2014

Commercial Lending and Credit Analysis

31/10/2014

Financial Statements Analysis

31/10/2014

Understanding Financial Shenanigans Series II – Understanding Financial Gimmicks