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CPWP Module 1 Exam


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Calendar DetailsCurrent Month

03/10/2016

Understanding Hedge Funds (TPPFR16003201)

04/10/2016

Latest IPO Market Developments

04/10/2016

Bond Market Fundamentals (TPPFR16000201)

04/10/2016

CPWP Module 1 Refresher Programme: Topic 5 – Derivatives (TQPWM16000502)

04/10/2016

Understanding Hedge Funds (TPPFR16003201)

04/10/2016

認識你的客戶 (TPRCR16003501)

05/10/2016

MPF Intermediaries Examination

06/10/2016

CPWP Module 1 Refresher Programme: Topic 5 – Derivatives (TQPWM16000502)

07/10/2016

Bond Market Fundamentals (TPPFR16000201)

07/10/2016

CPWP Module 1 Refresher Programme: Topic 10 – Wealth Planning (TQPWM16001002)

07/10/2016

SFO Series - Disclosure of Interests (TPRCR16002401)

11/10/2016

CPWP Module 1 Refresher Programme: Topic 9 – Lending and Leverage (TQPWM16000902)

11/10/2016

Capital Market Update: Managing Risks and Exploring Opportunities (TPBBM16000301)

11/10/2016

Regulatory Insight – Power of Investigation and Prosecution of the SFC (TPRCR16002001)

13/10/2016

Asset Management Fundamentals Programme - Module 1 : Overview of Legal and Regulatory Framework for Securities & Futures Industry (TQRCR16003201)

13/10/2016

Back Office Fundamentals for Wealth & Asset Management Programme - Module 1: Overview of Legal and Regulatory Framework for Securities & Futures Industry (TQRCR16000601)

13/10/2016

CPWP Module 1 Refresher Programme: Topic 14 – Customer Relationship Management (TQPWM16001402)

13/10/2016

Mutual Funds Selections and Assessment (TPPAM16000101)

14/10/2016

Account Opening Documentation and Procedures (TPRCR16000101)

14/10/2016

Derivatives Investment Products (TPPFR16000401)

14/10/2016

FinTech Series: The Future of A.I. in FinTech (TPPFR16005201)

17/10/2016

In-Town Guest Series: Negative Interest Rates: Monetary Cul de Sac or Opportunity for Fiscal Expansion?

17/10/2016

AML Series: 2016 Anti-Money Laundering and Counter-Terrorist Financing Half Yearly Update (TPRCR16003302)

17/10/2016

Asset Management Fundamentals Programme - Module 1 : Overview of Legal and Regulatory Framework for Securities & Futures Industry (TQRCR16003201)

17/10/2016

Back Office Fundamentals for Wealth & Asset Management Programme - Module 1: Overview of Legal and Regulatory Framework for Securities & Futures Industry (TQRCR16000601)

17/10/2016

「金銀市場初級及高級證書」備試課程一: 香港金融市場和黃金市場的組成 (TQPPC16000502)

18/10/2016

Capital Market Liquidity Risk Management (TPRRM16000701)

18/10/2016

Lessons Learned on Recent SFC Enforcement Cases (TPRCR16003401)

19/10/2016

CPWP Module 1 Refresher Programme: Topic 8 – Unit Trusts and Investment Funds (TQPWM16000802)

19/10/2016

Regulatory Update – New Professional Investor Regime (TPRCR16003601)

19/10/2016

「金銀市場初級及高級證書」備試課程二: 黃金價格波動和投資工具分析 (TQPPC16000602)

20/10/2016

HKSI Institute Autumn Dinner 2016

20/10/2016

AML Series – Common Deficiencies of the Securities & Asset Management Sectors (TPRCR16003001)

22/10/2016

The Fifteenth PRC Securities Regulations Examinations in Hong Kong

24/10/2016

Asset Management Fundamentals Programme - Module 1 : Overview of Legal and Regulatory Framework for Securities & Futures Industry (TQRCR16003201)

24/10/2016

Back Office Fundamentals for Wealth & Asset Management Programme - Module 1: Overview of Legal and Regulatory Framework for Securities & Futures Industry (TQRCR16000601)

24/10/2016

PDFM Module 4

24/10/2016

Strategies for Intra-day Trading (Derivatives Contract) (TPPFR16004601)

24/10/2016

上市公司董事面對的監管新趨勢 (TPRCR16004001)

25/10/2016

Insider Dealing (TPRCR16001401)

25/10/2016

Strategies for Intra-day Trading (Derivatives Contract) (TPPFR16004601)

25/10/2016

Structured Products - Key Features and Risks (TPPFR16004701)

25/10/2016

合適性與新專業投資者制度 (TPRCR16003701)

26/10/2016

Managing & Trading in Today’s Volatility (TPPFR16005001)

26/10/2016

Overview of Legal and Regulatory Framework for Securities and Futures Industry (TPRCR16003203)

26/10/2016

PDFM Module 5

26/10/2016

Structured Products - Key Features and Risks (TPPFR16004701)

26/10/2016

「金銀市場初級及高級證書」備試課程三: 黃金業務運作和管理 (TQPPC16000702)

27/10/2016

Asset Management Fundamentals Programme - Module 1 : Overview of Legal and Regulatory Framework for Securities & Futures Industry (TQRCR16003201)

27/10/2016

Back Office Fundamentals for Wealth & Asset Management Programme - Module 1: Overview of Legal and Regulatory Framework for Securities & Futures Industry (TQRCR16000601)

27/10/2016

Managing & Trading in Today’s Volatility (TPPFR16005001)

27/10/2016

Overview of Legal and Regulatory Framework for Securities and Futures Industry (TPRCR16003203)

27/10/2016

Structured Products - Key Features and Risks (TPPFR16004701)

28/10/2016

CPWP Module 1 Refresher Programme: Topic 2 – Fixed Income Investments (TQPWM16000202)

28/10/2016

Regulation of Securities Trading (TPRCR16000901)

28/10/2016

Structured Products - Key Features and Risks (TPPFR16004701)

29/10/2016

LE in China (Paper 1)

29/10/2016

LE in China (Paper 16)

29/10/2016

LE in China (Paper 2)

29/10/2016

LE in China (Paper 6)

31/10/2016

Asset Management Fundamentals Programme - Module 1 : Overview of Legal and Regulatory Framework for Securities & Futures Industry (TQRCR16003201)

31/10/2016

Back Office Fundamentals for Wealth & Asset Management Programme - Module 1: Overview of Legal and Regulatory Framework for Securities & Futures Industry (TQRCR16000601)

31/10/2016

Know Your Client and Prevention of Money Laundering (TPRCR16001601)

31/10/2016

Regulation of Securities Trading (TPRCR16000901)