Financial Products & Associated Risk Management

CCASS Course 1 – Understanding of Securities Clearing and Settlement

Overview

Central Clearing and Settlement System (CCASS) is a securities settlement system used within the Hong Kong Exchanges and Clearing Limited (HKEX) market system. To enable the participants to effectively use the CCASS, HKEX has developed 5 courses to equip them with the basic knowledge of the clearing and settlement operations of the securities clearing house.

Course 1 – Understanding of Securities Clearing and Settlement
Course 2 – Clearing and Settlement (Part I)
Course 3 – Clearing and Settlement (Part II)

Course 4 – Depository and Nominee System (DNS) - To be released
Course 5 – Fails and Risk Management - To be released

This course provides an overview and general understanding of CCASS and its operations.

This course is with Cantonese narration and supplemented with English materials.

Content

1. CCASS Services
2. Key Features
3. Clearing & Settlement
4. Depository Services
5. Nominee Services
6. Fails Management

Who should attend

Responsible officers, operations staff (in particular back office settlement staff), sales staff and account executives of brokerage firms.

Details

Code
TERFR23012301
Venue
ePlatform
Relevant Subject
Type 1 - Dealing in securities
Language
Trad. Chi / Cantonese,English
Level
Introductory
Hours
SFC:0.50, PWMA:0.50
Fees
All (Member & Non-Member): HK$150