HKSI Institute AR2022

GOVERNANCE STRUCTURE 管治架構 COMMITTEE MEMBERS 委員會成員 24 Hong Kong Securities and Investment Institute Annual Report 2022 All Committee Members act as HKSI Institute ambassadors to drive the growth of membership by bringing in new members and support our events through sponsorship or participation. 所有委員會成員均為會員大使，藉著引進新 會員、贊助或參與活動，推動會員增長。 Audit Committee 審計委員會 Major responsibilities 主要職責 • Review annual audited financial statements and recommend approval • Recommend t he appo i n tmen t o f external auditor and/or tax consultant to the Board • Meet with external auditor, consider audit findings and recommendations, and monitor implementation • Review accounting and internal control procedures and make recommendations to the Board • Oversee the Secretariat in the design, implementation and monitoring of the effectiveness of the risk management system • 審閱年度審計財務報表並提請董事局通 過 • 提請董事局委任外部核數師及╱或稅務 顧問 • 與外部核數師會面，審議審計結果及建 議，並監督實施 • 審視會計及內部監控程序並向董事局提 出建議 • 監督秘書處制訂及執行風險管理制度， 並定期檢視制度的成效 Remuneration Committee 薪酬委員會 Major responsibilities 主要職責 • Review and approve annual salary and bonus, to ensure that effective, appropriate and competitive remuneration policies and levels are set • Approve the remuneration and compensation arrangements of the Chief Executive and senior staff • Approve benefits packages to ensure that such are appropriate as a whole and in the context of the various staff grades • 檢討及審批每年的薪酬及花紅，確保學 會的薪酬政策及水平有效、恰當及具競 爭力 • 審批行政總裁及學會高級職員的薪酬及 補償安排 • 審批各項員工福利待遇，確保以整體及 相對於學會各員工職級而言均屬恰當 Ms Agnes TSO (Chairman) 曹妙如女士（主席） Mr Eric HO 何天佑先生 Mr Christopher LEE 李輝敏先生 Mr Barry TONG 湯 先生 Mr WANG Zhongze 王中澤先生 Ms Kimmy CHENG (Secretary) 鄭芷薇女士（秘書） Mr Colin SHAFTESLEY (Chairman) 石鈞年先生（主席） Mr Eric HO 何天佑先生 Mr Kevin LIEM 林子傑先生 Ms Katherine NG 伍潔鏇女士 Miss Ruth KUNG (Secretary) 孔慶詩小姐（秘書） Eric HO 何天佑 Colin SHAFTESLEY 石鈞年 Kevin LIEM 林子傑 Katherine NG 伍潔鏇 Christopher LEE 李輝敏 WANG Zhongze 王中澤 Barry TONG 湯 Agnes TSO 曹妙如 Eric HO 何天佑