HKSI Institute AR2020

COMMITTEE MEMBERS 委員會成員 22 Hong Kong Securities and Investment Institute Annual Report 2020 OUR GOVERNANCE STRUCTURE 學會的管治架構 • 以董事局全權代表身份處理學會日 常事務及董事局特別指定的事項 • 根據董事局所定的方向和優次制訂 策略計劃 • 監督董事局政策及決策的實施進度 All Committee Members act as HKSI Institute ambassadors to drive the growth of membership by bringing in new members and support our events through sponsorship or participation. 所有委員會成員均為會員大使，藉著 引進新會員，贊助或參與活動，推動 會員增長。 Executive Committee 執行委員會 Ms Katherine NG (Chairman) 伍潔鏇女士 （主席） Mr David CHAU 周承炎先生 Ms Clara CHIU 趙嘉麗女士 Mr Christopher LEE 李輝敏先生 Mr Victor LEE 李鴻斌先生 Mr Louis MAK 1 宓光輝先生 1 Mr Samuel TSANG 曾昭武先生 Mr Philip TYE Philip TYE 先生 Miss Ruth KUNG (Secretary) 孔慶詩小姐 （秘書） 1 Member of 2019 Major responsibilities 主要職責 • Act in the capacity and with the full authority of the Board in the conduct of ordinary business of the HKSI Institute and on matters specifically delegated by the Board • Develop strategic plans according to the direction and priorities set by the Board • Monitor the progress of the implementation of the Board’s policies and decisions 1 2019 年成員 • 審閱年度審計財務報表並提請董事 局通過 • 提請董事局委任外部核數師及╱或 稅務顧問 • 與外部核數師會面，審議審計結果 及建議，並監督實施 • 審視會計及內部監控程序並向董事 局提出建議 • 監督秘書處制訂及執行風險管理制 度，並定期檢視制度的成效 Audit Committee 審計委員會 Mr Colin SHAFTESLEY (Chairman) 石鈞年先生 （主席） Mr David CHAU 周承炎先生 Ms Clara CHIU 趙嘉麗女士 Mr Paul DAY Paul DAY 先生 Mr Christopher LEE 李輝敏先生 Mr Samuel TSANG 曾昭武先生 Ms Doris YUEN (Secretary) 阮紫珊女士 （秘書） Major responsibilities 主要職責 • Review annual audited financial statements and recommend approval • Recommend the appointment of external auditor and/or tax consultant to the Board • Mee t wi t h ex t e r na l aud i t o r , consider audit findings and recommendations, and monitor implementation • Review accounting and internal control procedures and make recommendations to the Board • Oversee the Secretariat in the design, implementation and monitoring of the effectiveness of the risk management system