Asset and Wealth Management

[Webinar] Regulatory Insights: SFC Type 9 License for VA Fund Managers

(The webinar will be delivered in Cantonese and via Zoom)

概要

This webinar will provide an overview of Hong Kong’s regulatory framework for virtual asset fund managers and intermediaries through the SFC’s Type 9 Virtual Asset (VA) license. Understanding these regulations is important for professionals working with virtual assets in Hong Kong.

內容

1. Introduction to the SFC’s Type 9 VA license and recent update
2. Investors’ benefits from choosing a licensed VA fund manager, particularly during market instability
3. Portfolio investment instruments: VA, PE and ICO
4. Market investment thesis review

對象

Compliance officers, legal professionals, fund managers working with virtual assets in Hong Kong.

資產財富管理業先導計劃 - 專業培訓資助計劃

本課程已被審批為「提升資產財富管理業人才培訓先導計劃」(以下簡稱「資產財富管理業先導計劃」 其下之「專業培訓資助計劃」(以下簡稱「本計劃」)。本計劃旨在提升資產財富管理業在職從業員的專業能力水準及協助金融服務業內其他從業員學習所需的知識和技能,使他們能投身資產財富管理業。合資格之申請人按香港證券及投資學會之要求完成課程後將可獲香港特區政府資助80%學費,上限為HK$15,000。 香港證券及投資學會為資產財富管理業先導計劃之執行機構,有關申請要求之細則及手續,請參閱專為資產財富管理業先導計劃而設之網站(https://www.wamtalent.org.hk/)。

導師/講者

陸永頌
Tony Luk is Head of Investment Solutions at Sinohope Asset Management (Hong Kong) Limited. Tony has extensive experience in corporate finance, direct investment and fund management, he was a former Director at Axion Global Asset Management Limited, Vice president at Lamtex Securities, and former Equity analyst at Mayfair Pacific Financial Group and RBS.

He provides investment research and advice for cryptocurrency trading for Sinohope.

He graduated with a Master of Law in Corporate and Financial Law at Hong Kong University and a Bachelor of Business Administration in Finance and Economics at The Hong Kong University of Science and Technology.

詳情

活動編號
TSBAW24001001
日期及時間
2024年4月9日, 星期二 (12:20下午 - 1:20下午)
地點
虛擬平台
相關主題
第1類 - 證券交易
第4類 - 就證券提供意見
第9類 - 提供資產管理
監管合規
語言
Trad. Chi / 廣東話
課程時數
SFC:1.00, PWMA:1.00