Licensing Examination for Securities and Futures Intermediaries
Sample Practice Tests
The HKSI Institute has developed the Sample Practice Test to assist candidates in preparing themselves for the LE.
| Paper | Format |
| Paper 1: Fundamentals of Securities and Futures Regulation | Paper-based |
| Paper 2: Regulation of Securities | Paper-based |
| Paper 6: Regulation of Asset Management | Paper-based |
| Paper 7: Financial Markets | Paper-based |
| Paper 8: Securities | Paper-based |
| Paper 9: Derivatives | Paper-based |
| Paper 12: Asset Management | Paper-based |