Licensing Examination for Securities and Futures Intermediaries
Sample Practice Tests
The HKSI Institute has developed the Sample Practice Test to assist candidates in preparing themselves for the LE.
| Paper | Format |
| Paper 1: Fundamentals of Securities and Futures Regulation | Paper-based |
| Paper 2: Regulation of Securities | Paper-based |
| Paper 6: Regulation of Asset Management | Paper-based |
| Paper 7: Financial Markets | Paper-based |
| Paper 8: Securities | Paper-based |
| Paper 9: Derivatives | Paper-based |
| Paper 11: Corporate Finance | Paper-based |
| Paper 12: Asset Management | Paper-based |
| Paper 18*: Regulations of Providing Depositary Services | Computer-based |
| Paper 19*: Depositary Services for Collective Investment Scheme | Computer-based |
*Available to candidates who enrol in the respective examinations on their HKSI Institute Online Portal/HKSI Institute Mobile
The HKSI Institute has not authorised any third-party to offer LE revision tools or study support resources. The HKSI Institute shall not be responsible for any loss or damage resulting from the use of resources provided by other third-party providers. Read more