概要

This course provides insight and guidance on how you can recognise the warning signs of and protect your firm from financial crime.

宗旨

At the end of this course, you will be able to:
- Outline examples and the impact of financial crime;
- Define money laundering and terrorist financing;
- List the general stages of money laundering;
- Describe risk-based customer due diligence (CDD) and enhanced due diligence (EDD) practices to help prevent financial crime and identify suspicious behaviour; 
- Describe financial sanctions;
- List the categories and types of fraud; 
- Outline what may drive people to commit fraud;
- Define market abuse, market manipulation, and insider dealing; 
- Identify and protect insider information;
- Define bribery and corruption; 
- Outline ways in which you can prevent bribery and corruption;
- Define electronic crime and information breaches; 
- Outline information breach tactics;
- List your responsibilities and obligations in the prevention and detection of financial crime

內容

- Money Laundering and Terrorism Financing
- Fraud
- Market Abuse
- Bribery and Corruption
- Electronic Crime and Information Breaches
- Whistleblowing
- Assessment