概要

This course provides insight and guidance on how you can recognise the warning signs of and protect your firm from financial crime.

宗旨

By the end of the course, you will be able to:
- Identify the various types of financial crime
- Identify the methods and processes criminals use to commit financial crime
- Apply risk-based due diligence to help identify suspicious behaviour
- Define your responsibilities and obligations in the prevention and detection of financial crime
- Define the necessary process for escalating issues and concerns and know where to seek further assistance where necessary

內容

- Introduction
- Money Laundering and Terrorist Financing
- Fraud
- Market Abuse
- Bribery and Corruption
- Electronic Crime and Information Breaches
- Whistleblowing