Preventing Financial Crime (Global)

Preventing Financial Crime (Global)

Overview

This course provides insight and guidance on how you can recognise the warning signs of and protect your firm from financial crime.

Objective

By the end of the course, you will be able to:
- Identify the various types of financial crime
- Identify the methods and processes criminals use to commit financial crime
- Apply risk-based due diligence to help identify suspicious behaviour
- Define your responsibilities and obligations in the prevention and detection of financial crime
- Define the necessary process for escalating issues and concerns and know where to seek further assistance where necessary

Content

- Introduction
- Money Laundering and Terrorist Financing
- Fraud
- Market Abuse
- Bribery and Corruption
- Electronic Crime and Information Breaches
- Whistleblowing

Details

Code
TERRM21002301
Venue
ePlatform
Language
English
Level
Intermediate
Hours
SFC:1.50, PWMA:1.50
Fees
All Member: HK$700
Staff of Corporate Member: HK$700
Non-Member: HK$1000