Asset Management Fundamentals Module 2: Financial Markets

Asset Management Fundamentals Module 2: Financial Markets



The Asset Management Fundamentals Programme, which comprises of FOUR modules, is an induction programme designed to equip the financial services practitioners with the required knowledge and skills to enable them to enter into the Asset Management industry.

Module 2: Financial Markets provides an overview of the financial markets in Hong Kong.

Upon successful completion of all FOUR modules of the Asset Management Fundamentals, the participant will be awarded the Certificate of Completion of this programme.


1. The global financial system 
2. Financial system in Hong Kong 
3. The equity market 
4. The debt market 
5. The foreign exchange and derivatives markets 
6. Financial risk management 
7. Applications in the financial sector

Who should attend

This programme is primarily targeted to those who would like to gain a solid understanding of and/or those who plan to enter into the Asset Management industry sector.

Speaker/Course Instructor

YAU Shuk Man
Ms. Yau was a Senior Compliance Manager of a bank and has extensive experiences in compliance function of various financial institutions. She is experienced in delivering compliance related training. She was awarded the degrees of the Bachelor Degree of Arts in Accountancy and the Master of Laws in Corporate & Financial Law.


Date & Time
Monday, 27 Nov 2017 (6:30PM - 9:30PM)
Tuesday, 28 Nov 2017 (6:30PM - 9:30PM)
Wednesday, 29 Nov 2017 (6:30PM - 9:30PM)
Thursday, 30 Nov 2017 (6:30PM - 9:30PM)
Friday, 1 Dec 2017 (6:30PM - 9:30PM)
HKSI Institute Training Centre
SFC:15.0, PWMA:15.0