ALP_Testing_Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme Topic 9 – Lending and Leverage

ALP_Testing_Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme Topic 9 – Lending and Leverage


The Enhanced Competency Framework (ECF) for Private Wealth Management (PWM) Practitioners, which was rolled out in June 2014, sets out an enhanced level of core competence and on-going professional development of PWM practitioners who undertake customer-facing roles. To qualify as a Certified Private Wealth Professional (CPWP), PWM practitioner is required to pass the CPWP Modules 1 & 2 Examinations. HKSI Institute offers the CPWP Module 1 Refresher Programme which is designed to help candidates of the CPWP Module 1 Examinations build a strong knowledge base and practical skills on the topics to be examined by learning or refreshing the content covered in the Study Manuals. It has 14 training sessions and T9 Lending and Leverage is one of the training sessions.


By the end of the training session, the participants will: - Be able to tell the learning outcome and content coverage of each topic to be examined - Have the key concepts and/or practical skills of each topic refreshed - Be able to identify areas that they should focus when they prepare for the examination


Each training session is highly interactive and practical examples and exercises will be provided. The content of the training session is based on the CPWP Module 1 syllabus (please refer to CPWP Module 1 Syllabus for details) and the CPWP Module 1 Study Manuals. The high level outline of T9 Lending and Leverage is - CPWP Module 1 Refresher Programme Overview and its key learning objectives - Topic overview including the key focus of the training session and the learning outcomes as stated in the study manual - Key content includes -*Lending – principles, types and risks -*Lombard Loans -*Handling the Credit Process -*Applications of Leverage

Speaker/Course Instructor

YUEN Mou Chung Monty
Mr. Monty Yuen, holder of B. Comm. and LLM, has over ten years of experience in different capacities in the financial industry and is currently a senior compliance manager of a financial institution. Prior to that, he was a manager of Enforcement Division of Securities & Futures Commission. Prior to joining the financial industry and the SFC, Mr. Yuen was a senior inspector with the Royal Hong Kong Police Force. Mr. Yuen also successfully obtained the CFP, PFP, CIM, FCSI and CAMS designations


Date & Time
Tuesday, 26 Sep 2017 (9:00AM - 10:00AM)
HKSI Institute Training Centre
SFC:1.0, PWMA:1.0