HKSI Institute AR2025

The Secretariat Miss Ruth Kung, Chief Executive, leads the Secretariat and oversees the day-to-day operations of HKSI Institute. She serves as an ex-officio member on all HKSI Institute committees and is responsible for implementing strategies approved by the Board. As of 31 March 2025, the Secretariat has 63 full time employees, with six business units: Corporate Affairs, Corporate Communications, Curriculum and Examinations, Education and Development, Innovation and Technology, and Membership and Business Development. It also includes a special project team responsible for the Pilot Programme to Enhance Talent Training for the Asset and Wealth Management Sector (WAM Pilot Programme). Risk Management and Internal Controls The Audit and Risk Committee (ARC) provides robust oversight of risk management and internal controls, serving as the second line of defence by reviewing risks identified by the Secretariat through annual assessments. The ARC also oversees information technology and security, providing ongoing guidance and making recommendations to the Board to reinforce the control environment and enhance risk mitigation. External Auditor Reporting directly to the ARC, PKF Hong Kong Limited was appointed as the Auditor of the HKSI Institute for the 2024/2025 term, succeeding Honorary Auditor KPMG who retired at the HKSI Institute’s 27th AGM on 18 December 2024. 秘書處 行政總裁孔慶詩小姐領導秘書處，並監督學會 日常運作，她同時以當然成員身份參與所有委 員會，負責推動落實經董事局批准的策略。 截至 2025 年 3 月 31 日，秘書處共有 63 名全職 員工，轄下設有六個部門，分別為機構事務、 企業傳訊、課程及考試、持續培訓、創新及科 技，以及會籍與業務拓展。此外，還包括專責 提升資產財富管理業人才培訓先導計劃（資產財 富管理業先導計劃）的項目團隊。 風險管理及內部監控 審計及風險委員會負責全面監督風險管理及內 部監控，並作為第二道防線審視秘書處在年度 評估中識別的風險。委員會亦負責監察資訊科 技與安全，為董事局提供持續指引和建議， 以加強整體監控及完善風險緩解措施。 外部核數師 於 2024 年 12 月 18 日舉行的學會第 27 屆周年大 會上，大信梁學濂（香港）會計師事務所有限公 司獲委任為學會 2024/2025 年度的核數師，接 替於同日退任的義務核數師畢馬威會計師事務 所。大信梁學濂（香港）會計師事務所有限公司 將直接向審計及風險委員會作匯報。 11 香港證券及投資學會 二零二五年年報