香港證券及投資學會年報2024

MESSAGE FROMBOARD CHAIRPERSON AND CHIEF EXECUTIVE 董事局主席及行政總裁的話 HKSI Institute Annual Report 2024 4 學會擴充及增加會員福利，讓更多個人和機構 會員得以受惠，帶動會員續會率維持穩定，個 人會員人數上升，更提高培訓和考試參與率， 會員對這些舉措反應熱烈正面。在過去的一 年，來自證券、資產管理和虛擬資產界別的六 家企業已加入小型公司會籍（組別 S1 ），成為我 們會員社群的重要一員。 促進能力提升 儘管面對宏觀經濟挑戰及外圍環境的不確定 性，學會仍堅守使命，在推動香港金融服務業 人才發展方面發揮重要作用。於 2023/2024 年 度，學會策略性擴展持續專業培訓 (CPT) 課程 庫，涵蓋六大核心領域：環境、社會及企業管 治 (ESG) 、虛擬資產、金融科技╱合規科技、 資產管理、財富管理（包括家族辦公室），以及 監管合規和專業操守。此外，我們亦為頂尖客 戶，包括香港交易及結算所有限公司（香港交 易所）、香港保險業聯會（保聯）、香港銀行公會 （公會），提供量身定制的優質方案，彰顯我們 專業實力，以滿足客戶獨特需求。 隨著網上研討會成為遙距學習的新常態，學會 於本年度以混合模式舉辦了五場具代表性的監 管相關午宴及講座，吸引超過 900 名同業踴躍 參與，其中兩場午宴特邀了主要監管機構的領 導擔任主講嘉賓，包括證券及期貨事務監察委 員會（證監會）行政總裁梁鳳儀女士，以及香港 金融管理局（金管局）總裁余偉文先生，為與會 者提供了寶貴的交流機會及專業見解。 此外，我們持續與多個監管機構及專業團體合 作，包括香港交易所、會計及財務匯報局（會財 局）、廉政公署（廉署）、金融糾紛調解中心（調 解中心）、香港特許金融分析師學會、香港信 託人公會及私人財富管理公會，提供高質素的 CPT 課程，協助參與者深入掌握行業標準、發 展趨勢及所面臨的挑戰。 網上學習方案的需求持續攀升， 2023/2024 年 度相關收入已貢獻超過 48% 的培訓總收入。我 們的網上學習團隊製作了涵蓋監管框架及可持 續投資等重要主題的網上講座，並與新的網上 課程機構合作，進一步擴展課程範疇。這不僅 有助學員掌握更多熱門課題，亦鞏固學會在網 上學習領域的領導地位。同時，我們樂見其中 四個網上課程已成功登陸中國證券業協會的遠 程培訓系統，為數以十萬計的中國內地證券從 業人員提供學習機會。 More individual and corporate members benefited from the expanded range of benefits, leading to a stable membership renewal rate, individual membership growth, increased training and examination participation and positive feedback on membership initiatives. Six new Corporate Members from the Small Company Membership (Category S1), comprising the securities, asset management and virtual asset sectors, have joined our community. Fostering Capacity Building Despi te macroeconomic headwinds and an uncertain external environment, HKSI Institute continues to fulfil its mandate of playing a pivotal role in developing human capital within Hong Kong’s financial services sector. We have strategically expanded our 2023/2024 continuous professional training (CPT) course library, focusing on six key areas: Environmental, social, and governance (ESG), virtual assets, Fintech/Regtech, asset management, wealth management (including family offices), and regulatory compliance and ethics. Our bespoke solutions for top-tier clients, including Hong Kong Exchanges and Clearing Limited (HKEX), The Hong Kong Federation of Insurers (HKFI) and The Hong Kong Association of Banks (HKAB), further showcase our expertise and ability to develop high-quality, tailored solutions that meet clients’ distinct needs. With webinars becoming a norm for remote learning, we conducted five signature regulatory-related luncheon and talks in hybrid mode during the year. These events, which attracted over 900 participants, included two special luncheons featuring top regulators – Ms Julia Leung, Chief Executive Officer of Securities and Futures Commission (SFC) and Mr Eddie Yue, Chief Executive of Hong Kong Monetary Authority (HKMA). These luncheons provided highly valued opportunities for direct engagement and firsthand insights. In addition, we continued to partner with regulators and professional bodies including the HKEX, Accounting and Financial Reporting Council (AFRC), Independent Commission Against Corruption (ICAC), Financial Dispute Resolution Centre (FDRC), CFA Society Hong Kong, Hong Kong Trustees’ Association (HKTA) and Private Wealth Management Association (PWMA) to deliver relevant, comprehensive and high-quality CPT courses. Our collaborations with these esteemed organisations provided participants with deeper insights into industry standards, development, and challenges. The demand of digital learning solutions continues to grow, contributing over 48% of training income in 2023/2024. In addition to our digital learning team producing a variety of eSeminars on key topics such as regulatory frameworks and sustainable investing, our partnership with new eCourse providers allows us to expand our offerings. This enhances access to in-demand subjects for learners and solidifies our position as a leading provider of digital learning solutions. We are also pleased to see four of our eCourses are now accessible to hundreds of thousands of securities professionals in Mainland China through the Securities Association of China (SAC)’s online learning portal.