香港證券及投資學會年報2024

CURRICULUMAND EXAMINATIONS 課程及考試 BUSINESS REVIEW │業務回顧 The HKSI Institute places a strong emphasis on examinations as a crucial component in maintaining industry standards and ensuring the competency of practitioners. Over the past year, we have made considerable improvements in optimising our examination services, licensing examinations and certification programmes. We undertook a comprehensive review of our examination development and deployment process to ensure our examination policies and standard operating procedures adhere to best practices and maintain integrity. New Computer-Based Examination System To drive progress in our examination service offerings, we established the NextGen Examination System (NExS) Project Task Force. This dedicated team is responsible for guiding the Secretariat, reviewing proposals, selecting vendors, recommending project scope and costs for Board approval, and overseeing the implementation of a new computer system. In June 2023, we launched a new system for our Computer-based Examination (CBE) Centre, replacing the previous system used since December 2008. The new system helped enhance question bank management, and laid the groundwork for the introduction of new examination services in the upcoming financial year, including scheduling and rescheduling functions, as well as enabling remote examination and test centre services outside of Hong Kong, providing greater accessibility to individuals. Regulatory Regime Development During the reporting period, we took a different approach to developing licensing papers for emerging regimes in collaboration with industry leaders and regulators. This approach enabled us to stay ahead of the curve, ensuring alignment with evolving requirements and industry standards while maintaining the high quality of our licensing examinations and study resources. To support the launch of the RA13 Regulatory Regime for Depositories of SFC-Authorised Collective Investment Schemes in 2024/2025, we established a Trust Working Group to define key learning outcomes and develop the examination syllabus, facilitating a more efficient examination development process. In collaboration with HKTA, we developed a comprehensive five-hour eCourse to support practitioners eligible for grandfathering arrangement under the regime. In tandem, we also collaborated with HKTA to review and refine the TTC examination papers to ensure they align with the new RA 13 regime, which were subsequently introduced at the start of the new financial year 2024/2025. 學會非常重視考試，認為考試對於維持行業標 準和確保從業員能力不可或缺。過去一年，我 們在優化考試服務、發牌考試及證書課程方面 取得顯著成果。 我們全面檢視考試設計和部署流程，確保我們 的考試政策和標準操作程序符合最佳作業 標準，並保持公正。 推出新電腦應考模式系統 為提升我們的考試服務質素，我們成立了新一 代考試系統（ NExS ）工作小組，專責指導秘書 處、審閱計劃書、挑選供應商、就項目範圍和 成本提出建議供董事局批准，以及監督新電腦 系統的實施情況。 我們於 2023 年 6 月為電腦考試中心（ CBE ）安裝 新系統，取代自 2008 年 12 月起一直沿用的舊 系統。新系統有助我們更妥善地管理試題庫， 並為下一個財政年度推出的新考試服務奠下基 礎，當中包括預約和重新預約的功能，以及在 香港以外地區提供遠程考試和考試中心服務， 為非本地考生提供便利。 監管制度發展 於報告期內，我們與行業龍頭企業和監管機構 合作，採納另一種方式制定從業員資格考試 試卷，以配合各種新制度。這讓我們保持領 先優勢，時刻緊貼不斷變化的規定和行業標 準，同時維持高質素的從業員資格考試和學習 資源。 因應於 2024/2025 年度對證監會認可集體投資 計劃存管人第 13 類受規管活動新增的監管制 定，我們成立了信託工作小組，以釐定主要學 習成果和制定考試大綱，從而加快編訂試卷的 流程。我們與香港信託人公會合作設計一個內 容全面的 5 小時網上課程，以協助合資格參與 考試豁免安排的從業員順利過渡至新制度。 同時，我們亦與香港信託人公會合作檢視和 完善 TTC 試卷，確保其符合第 13 類受規管活動 新增制度的要求。新試卷已於 2024 / 2025 新財政年度開始應用。 47 香港證券及投資學會 二零二四年年報