香港證券及投資學會年報2024

Financial Thought Leaders Share Their Perspectives Further enhancing our dialogue with top regulators, we were pleased to have senior executives from regulatory bodies shared their perspectives on protecting investors and promoting a healthy financial ecosystem. In June 2023, we hosted three insightful sessions: • Mr Wilson Lo, SFC’s Head of Licensing, highlighted SFC’s new licensing initiatives and gatekeeping functions, emphasising the importance of efficiency, consistency, and transparency; • Ms Carmen Chu, Executive Director (Enforcement and AML) of the HKMA, discussed the risk landscape and regulatory developments for wealth management businesses; and • Ms Katherine Ng, Head of Listing of the Hong Kong Exchanges and Clearing Limited (HKEX), shared her expertise on HKEX’s initiatives, including listing reform that opened doors for emerging and innovative industry companies, market development, and ESG climate disclosures. Fol lowing these discussions, we celebrated a mi lestone on 27 November 2023, with the induction of renowned economist, Dr John Greenwood, as our Honorary Fellow. This celebration, delayed due to COVID-19, brought together esteemed Honorary Fellows and industry leaders for thought-provoking discussions and valuable networking opportunities. During the event, Dr Greenwood shared insights on inflation driver and the economic outlook for 2024 and 2025. 金融業領袖分享真知灼見 為進一步加強與主要監管機構的交流,我們榮 幸邀請多位監管機構高級管理層,分享他們在 保護投資者及促進穩健金融生態系統方面的寶 貴見解。於 2023 年 6 月,我們成功舉辦了三場 具啟發性的座談會,內容包括: • 證監會發牌部主管盧偉遜先生,闡述了證 監會的新發牌措施及把關職能,並強調效 率、一致性及透明度的重要性; • 金管局助理總裁(法規及打擊清洗黑錢)朱 立翹女士,探討了財富管理業務的風險形 勢及相關監管發展; • 香港交易及結算所有限公司(香港交易所) 上市主管伍潔鏇女士,分享了香港交易所 的多項重要舉措,包括為新興及創新行業 公司開啟機遇的上市改革、市場發展,以 及 ESG 氣候披露。 繼上述研討會後,我們於 2023 年 11 月 27 日迎來 了一個重要的里程碑,隆重頒授『榮譽資深會 員』頭銜予知名經濟學家祈連活博士。受疫情 影響,這場慶典延至今年舉行,當日匯聚多位 備受尊敬的資深會員與業界領袖,展開了一場 具啟發性的討論,並促進了寶貴的交流。在活 動中,祈連活博士分享了他對通脹驅動因素的 深刻見解,以及對 2024 至 2025 年經濟前景的前 瞻性分析。 Mr Wilson Lo shares his perspectives with moderator Miss Angelina Kwan 盧偉遜先生與主持人關蕙小姐分享他的看法 Ms Carmen Chu in conversation with moderator Mr Peter Stein 朱立翹女士與主持人石軒宇先生對話 Ms Katherine Ng delivers her presentation on “HKEX’s Regulatory Outlook and Priorities” 伍潔鏇女士進行題為「香港交易所的監管展望和優先事項」 的演講 43 香港證券及投資學會 二零二四年年報

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