香港證券及投資學會年報2024
COMMITTEE MEMBERS 委員會成員 OUR GOVERNANCE │學會管治 Audit and Risk Committee (renamed from Audit Committee) 審計及風險委員會 (原稱審計委員會) Mr GAN Kok Tin 顏國定先生 Mr Eric HO 何天佑先生 Mr Robert LUI 呂志宏先生 Mr Barry TONG 1 湯 飈 先生 1 Dr WANG Zhongze 王中澤博士 Ms Kimmy CHENG (Secretary) 鄭芷薇女士(秘書) 1 Member of Audit Committee 2023 1 2023 年審計委員會成員 Ms Agnes TSO (Chairperson) 曹妙如女士(主席) Major Responsibilities: • Review and endorse the financial statements audits for HKSI Institute group and WAM Pilot Programme, and propose them for Board’s approval • Review and endorse key business risks assessment performed by the Secretariat • Approve internal audit plan and review the internal audit report prepared by the appointed CPA firm • Review the roles and responsibilities of auditor, oversee and recommend the appointment of auditor for Board’s approval at each financial year 主要職責: • 審閱及批准學會集團與資產財富管理業 先導計劃的財務報表審計,並提請董事局 通過 • 審閱及批准由秘書處進行的主要業務風險 評估 • 批核內部審計計劃,並審閱由受委託會計 師事務所編製的內部審計報告 • 審視核數師的角色和職責,並於每個財政 年度就核數師的委任作出監督和建議,以 提請董事局批准 Major Responsibilities: • Review and approve annual salary and bonus, to ensure that effective, appropriate and competitive remuneration policies and levels are set • Approve the remuneration and compensation arrangements of the Chief Executive and senior staff • Approve benefits packages to ensure that such are appropriate as a whole and in the context of the various staff grades 主要職責: • 檢討及審批每年的薪酬及花紅,確保學會 的薪酬政策及水平有效、恰當及具競爭力 • 審批行政總裁及學會高級職員的薪酬及 補償安排 • 審批各項員工福利待遇,確保以整體及 相對於學會各員工職級而言均屬恰當 Remuneration Committee 薪酬委員會 Mr Eric HO 何天佑先生 Mr Jeremy LAM 林俊明先生 Mr Kevin LIEM 林子傑先生 Ms Patricia TAM (Secretary) 譚若蘭女士(秘書) Mr Colin SHAFTESLEY (Chairperson) 石鈞年先生(主席) HKSI Institute Annual Report 2024 20
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