HKSI Institute AR2021

28 Hong Kong Securities and Investment Institute Annual Report 2021 BUSINESS REVIEW 業務回顧 STANDARDS & DEVELOPMENT INITIATIVES 業界標準與發展 Licensing Examinations for Securities and Futures Intermediaries (LE) During the reporting period, 850 LE sessions (2020: 855) were conducted in Hong Kong, recording a total of 22,159 enrolments (2020: 24,980) from 10,378 candidates (2020: 11,694). Similar to last corresponding period, LE Papers 1, 7 and 8 recorded the highest enrolment in Hong Kong and represented 79% of total LE enrolments. Aside from Hong Kong, we held the LE in Beijing, Shanghai, Shenzhen, Xian and Wuhan (Papers 1, 2, 6 and 16) in cooperation with the Securities Association of China, and in Taipei (Papers 1, 2, 7, 8, 9 and 12) in collaboration with the Securities and Futures Institute. 證券及期貨從業員資格考試 報告期內，共有 8 5 0 場資格考試 (2020: 855) 在香港舉行，總計 22,159 人次報考 (2020: 24,980) ，實際考生 達到 10,378 人 (2020: 11,694) 。一如 上年同期，卷一、卷七及卷八在香港 的報考人次最多，佔資格考試總報考 人次 79% 。 走出香港，我們繼續與中國證券業協 會合作，於北京、上海、深圳、西安 及武漢舉辦資格考試（卷一、卷二、卷 六及卷十六）；台北方面的合作夥伴則 為證券暨期貨市場及發展基金會，範 圍包括卷一、卷二、卷七、卷八、卷 九及卷十二。 Distribution of LE Paper Enrolments (Hong Kong) 資格考試考卷報考之分佈（香港） Cities, Enrolments and Average Pass Rates of LE (Hong Kong, Mainland China and Taiwan) 資格考試的舉辦城市、報考人次及平均合格率（香港、中國內地及台灣） 21% 10% 10% 59% Beijing 北京 Xian 西安 Shanghai 上海 Wuhan 武漢 Taipei 台北 Shenzhen 深圳 Hong Kong 香港 Number of enrolments include multiple enrolments by the same individuals during the reporting period. 計算報考人次時，包含同一考生於報告期內的多次報考。 LE Paper 1 資格考試卷一 LE Paper 7 資格考試卷七 LE Paper 8 資格考試卷八 Other LE Papers 資格考試 其他卷 Average pass rate 平均合格率： 63.06% LE in Mainland China 中國內地舉行之資格考試 No. of enrolments 報考人次： 1,887 Average pass rate 平均合格率： 56.82% No. of enrolments 報考人次： 48 Average pass rate 平均合格率： 57.01% No. of enrolments 報考人次： 22,159 台灣舉行之資格考試 LE in Taiwan LE in Hong Kong 香港舉行之資格考試